Compliance Consultant, Regulatory Compliance

IQ-EQ; City Of London; On-site; GBP 80,000 - 100,000; Full time

Job summary

A leading Investor Services group in the UK is seeking a Compliance Consultant to manage client relationships and provide compliance support. You will deliver tailored advice on financial crime issues and conduct compliance monitoring. The ideal candidate has experience in compliance consultancies and is skilled in FCA compliance. This position offers comprehensive remuneration, a pension scheme, and flexible working arrangements.

Benefits

Comprehensive remuneration

Generous pension scheme

Private health and dental cover

Flexible working arrangements

Training and development plan

Qualifications

• Hands-on experience from compliance consultancies or professional services firms.
• Successfully delivered client monitoring and advisory services.
• Solid skills in FCA compliance and Money Laundering Regulations.

Responsibilities

• Manage and develop client relationships as a compliance expert.
• Provide advice on financial crime issues like AML and market abuse.
• Conduct compliance monitoring and draft reports.

Skills

Experience from compliance consultancies

Client monitoring delivery

Advisory services

FCA compliance knowledge

Microsoft Excel proficiency

Communication skills

Tools

Microsoft Excel

Microsoft PowerPoint

Microsoft Word

Job description

About IQ-EQ

We’re a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13 of the world’s top-15 private equity firms.

Our services are underpinned by a Group-wide commitment to ESG and best-in-class technology including a global data platform and innovative proprietary tools supported by in-house experts.

Above all, what makes us different is our people. Operating as trusted partners to our clients, we deliver intelligent solutions through a combination of technical expertise and strong relationships based on deep client understanding.

At IQ-EQ UK, we don’t just talk about being a great workplace – we’ve been recognized for it. Recently named in The Sunday Times Best Place to Work 2025 we craft spaces where potential is nurtured, individuality is celebrated, and careers flourish. Loving where you work shouldn’t be a bonus, it should be the baseline.

Job Description

Join our growing team as a Compliance Consultant where you will successfully manage and develop client relationships, deliver client project work and be the first point of contact for a portfolio of firms, providing ongoing compliance support.

What you will do

• You’ll build and manage strong client relationships, becoming their go-to compliance expert.
• You’ll provide tailored advice on financial crime issues like AML, market abuse, and anti-bribery.
• You’ll conduct compliance monitoring, draft policies and reports, and support regulatory documentation.
• You’ll stay ahead of regulatory changes and guide clients through their impact.
• You’ll contribute to team growth while expanding your own career in a fast-moving, client-focused environment.

What we offer

• Comprehensive remuneration: Motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profile
• Pension Scheme: Generous employer contribution with the ability to allow and increase employee contributions
• Wellbeing: Additional social benefits such as private health and dental cover, life assurance, discounted gym membership, eye test and corporate GP
• Annual leave: All our employees are entitled to 25 days paid leave, plus all UK public holidays. Enhanced maternity and paternity, including shared parental leave and adoption leave
• Flexible working: We recognise the value of working flexibly and is keen to ensure all employees enjoy an excellent work-life blend. As such, we are open to conversations with employees related to setting up flexible working arrangements
• Support and development: We will ensure you have the right training, tools and development plan to grow and improve your skills every day

Qualifications

• You bring hands-on experience from compliance consultancies or professional services firms.
• You’ve successfully delivered client monitoring, advisory services, and implemented solutions that meet complex regulatory demands.
• You’re confident with FCA compliance, Money Laundering Regulations, and have solid skills across Microsoft tools like Excel, PowerPoint, and Word.
• You understand the financial services landscape—whether it’s asset management, sell-side, or banking—and you communicate with clarity, enthusiasm, and purpose.

Additional Information

OUR COMMITMENT TO YOU AND THE ENVIRONMENT

As a forward-looking business, sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining meaningful, long-term relationships with all our stakeholders – including our employees, clients, and local communities – while also reducing our impact on our natural environment.

There is always more we can, and should do, to improve – whether in relation to our people, our clients, our planet, or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. We’re committed to fostering an inclusive, equitable and diverse culture for our people, led by our Diversity, Equity, and Inclusion steering committee.

Our learning and development programmes and systems (including PowerU and MyCampus) enable us to invest in growing our employees’ careers, while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 5,500+ employees - from 94 nationalities, speaking 41 languages across 25 countries - to each achieve their potential. Through IQ-EQ Launchpad we support women managers launching their first fund, in an environment where only 15% of all private equity and venture capital firms are gender balanced.

We’re committed to growing long-term relationships with our clients and supporting them in achieving their objectives. We understand that our client’s sustainability and success leads to our sustainability and success. We’re emotionally invested in our clients right from the beginning.