Broker Back office Supervisor

Taylor James Resourcing; Greater London; On-site; GBP 70,000 - 75,000; Full time

Job summary

A global financial markets trading company is looking for a Senior Credit Controller to manage back-office operations and ensure compliance with trade reporting regulations in London. The candidate should have experience in back-office processes, strong communication skills, and the ability to handle complex trade reporting. The role involves liaising with various teams and ensuring excellent operational performance. Salary ranges from £70,000 to £75,000 per annum, and applications can be sent to [e-mail].

Qualifications

• Experience in back-office/futures trade reporting.
• Ability to oversee and coordinate back-office operations.

Responsibilities

• Liaise with broking desks on compliance and client matters.
• Ensure compliance with post-Brexit regulations.
• Supervise training for the back-office team.

Skills

Back-office operations

Trade reporting

Compliance understanding

Client onboarding

Error handling

Job description

Senior Credit Controller – Reinsurance Accounting Technician

Salary: £70,000 – £75,000 per annum. Type: Permanent. Location: London.

Our client, a global financial markets trading company, is seeking an experienced professional with a background in back‑office/futures trade reporting to oversee and own back‑office operations for their regulated business.

• Liaise with broking desks on IT, compliance, client onboarding and client matters.
• Understand broker commission and draft a broker’s commission manual.
• Ensure necessary back‑office coverage across all jurisdictions.
• Implement end‑of‑day zero commission, reduced commission and error trade reporting/reconciliation.
• Supervise error handling and complaints escalation processes.
• Oversee deal ticket submission and trade submission to exchanges, ensuring timely and accurate reporting and escalation to the exchanges and CPFL Compliance team.
• Coordinate back‑office team training, maintaining up‑to‑date exchange rules and back‑office policies.
• Maintain Exchange membership, user registration and de‑registration.
• Maintain products in the system and update new products.
• Submit yearly documents including ICE Annual Questionnaire.
• Ensure compliance with post‑Brexit Oslo structure and liaise with compliance team for EU/UK law alignment between futures and securities.
• Prepare desk reports for Desk Head meetings and secure Desk Head sign‑off.
• Implement daily report policy for financial promotions, ensuring review and signing before issuance.
• Update financial promotions policy in line with compliance directions.
• Liaise with Credit Control to resolve issues blocking payments and flag overdue clients.

To apply: Email: [e-mail] | Reference: db3485

Additional details: Date: 25 Aug 2023 | Sector: Financial Markets | Type: Permanent | Location: London.