Compliance Consultant, Regulatory Compliance

Company 58; Toronto; On-site; CAD 125,000 - 150,000; Full time

Job summary

A leading financial institution in Toronto seeks a Compliance Consultant to support their Regulatory Compliance program. The ideal candidate will have experience interpreting legislation and engaging with regulators. This role will work closely with senior leadership and the Legal department, ensuring effective compliance practices are maintained.

Qualifications

• Experience in regulatory compliance and understanding of relevant legislation.
• Skill in documenting complex requirements in understandable language.
• Ability to engage with regulatory bodies and senior leadership.

Responsibilities

• Support the operation of the Regulatory Compliance program.
• Maintain compliance management records and conduct risk assessments.
• Provide effective challenge to ensure compliance.

Job description

Overview

As a Federally Chartered Bank and Federally and Provincially regulated Trust Company, Manulife Bank and Manulife Trust (Manulife Bank) are subject to numerous legislative requirements including the Bank Act, the Trust and Loans Company Act, the Proceeds of Crime (Money Laundering) and Terrorist Financing Act, and the Personal Information Protection and Electronics Document Act, among others.

Reporting into the Director of Regulatory Compliance, the Compliance Consultant, Regulatory Compliance, is responsible for supporting the effective operation of Manulife Bank’s Regulatory Compliance program. This includes maintaining regulatory compliance management records, risk and control assessments, evidence of controls, and providing effective challenge.

The Compliance Consultant Regulatory Compliance is an experienced professional with expertise in reviewing and interpreting legislation and documenting requirements in plain language. The role requires experience working with regulators and an understanding of banking industry issues impacting the Bank’s business units. This role interacts with senior leaders, the Legal department, and broader compliance teams in addition to the Bank Compliance team.