Wealth Management Compliance Lead – WM & PB

ADIB Group; Abu Dhabi; On-site; AED 200,000 - 300,000; Full time

Job summary

A leading financial institution is seeking a Wealth Management Priority & Private Banking Compliance Manager to support compliance risk management and regulatory adherence for its priority banking services. This critical role involves providing guidance, monitoring compliance adherence, and advising on regulatory changes. The successful candidate will play a vital part in sustaining a robust compliance culture, ensuring operational fulfilment aligns with regulatory requirements. Applicants should possess strong analytical skills and extensive experience within banking compliance.

Qualifications

• Minimum of 8 years of experience in compliance roles within the banking industry, with at least 3 years in wealth management business.
• Deep knowledge of SCA and CBUAE regulations.
• Training related to Islamic banking and Financial Crime Compliance.

Responsibilities

• Oversee embedding of Financial Crime Compliance Policies including KYC/ CDD, AML, CFT, and Sanctions.
• Provide advisory support on SCA regulations and conduct periodic reviews of business activities.
• Participate in training and development of compliance awareness across WM business units.

Skills

Regulatory Advisory

Stakeholder Management

Financial Crime Compliance

Analytical Skills

Problem-Solving Skills

Presentation Skills

Education

Bachelors degree in finance, law, business administration or a related field

Job description

A leading financial institution is seeking a Wealth Management Priority & Private Banking Compliance Manager to support compliance risk management and regulatory adherence for its priority banking services. This critical role involves providing guidance, monitoring compliance adherence, and advising on regulatory changes. The successful candidate will play a vital part in sustaining a robust compliance culture, ensuring operational fulfilment aligns with regulatory requirements. Applicants should possess strong analytical skills and extensive experience within banking compliance.