Senior Compliance Officer & MLRO: Regulatory Leader

Apex Group Ltd (UK Branch); Abu Dhabi; On-site; AED 120,000 - 200,000; Full time

Job summary

A leading compliance firm in Abu Dhabi is seeking a Compliance Officer and MLRO to oversee adherence to regulations and internal policies. You will ensure compliance with local laws and manage anti-money laundering policies. Ideal candidates will have 5-7 years of financial services experience, particularly in Fund Administration, along with relevant qualifications. Join a dynamic team and contribute to a supportive and innovative environment.

Benefits

High visibility within a large organization

Opportunity to innovate compliance processes

Dynamic and fast-paced team environment

Qualifications

• 5 to 7 years experience in financial services, specifically in Fund Administration.
• Strong knowledge of UAE and International AML Laws.
• Experience in Customer Due Diligence (CDD/KYC) on international corporate structures.

Responsibilities

• Set and monitor adherence to compliance policies and procedures.
• Oversee licensing and regulatory obligations.
• Report to senior management on compliance matters.
• Act as firm's MLRO and maintain Anti Money Laundering policies.
• Train staff on compliance and regulatory obligations.

Skills

Financial services experience

Understanding of regulations in UAE

Relevant professional qualifications (AML, CDD)

Experience in CDD/KYC

Excellent communication skills

Leadership capabilities

Motivated team player

Critical thinking

Education

Relevant professional qualifications in Compliance or Risk

Job description

A leading compliance firm in Abu Dhabi is seeking a Compliance Officer and MLRO to oversee adherence to regulations and internal policies. You will ensure compliance with local laws and manage anti-money laundering policies. Ideal candidates will have 5-7 years of financial services experience, particularly in Fund Administration, along with relevant qualifications. Join a dynamic team and contribute to a supportive and innovative environment.