Associate Analyst Compliance Testing

ADIB Group; Abu Dhabi; On-site; AED 120,000 - 200,000; Full time

Job summary

A leading financial institution seeks an Associate Analyst - Compliance Testing to support regulatory policies, prepare reports, and maintain ethical frameworks. Ideal candidates should have a Bachelor's Degree in Science, Finance, or Business, with experience in banking compliance as an advantage. Strong communication and problem-solving skills are essential to interact effectively with stakeholders and ensure compliance processes are followed meticulously.

Qualifications

• Experience in Banking Compliance or Risk is an advantage.
• Ability to interact with multiple stakeholders and work independently.

Responsibilities

• Support in maintenance and update of Regulatory Affairs and Ethical Conduct related policies.
• Assist the Head of Regulatory Affairs for the preparation of regulatory inspections.
• Ensure all RAU records are adequately recorded in the shared folder.

Skills

Fluency in English

Good communication skills

Problem-solving approach

Strong interpersonal skills

Education

Bachelor's Degree in Science, Finance, Business, or related subject

Job description

Role: Associate Analyst - Compliance Testing

Location: Abu Dhabi

Key Accountabilities

Policies and Procedures

Support in maintenance and update of Regulatory Affairs and Ethical Conduct related policies, procedures and processes.

Regulatory Affairs

• Support the Head of Regulatory Affairs for the preparation of regulatory inspections and onsite visits.
• Support in tracking queries/issues received from regulators to ensure appropriate and timely allocation to respective Business Units.
• Support in the tracking of Regulatory Gap assessment with the impacted Control/Business Units within the agreed timelines and record any action/issue within the GRC tool.

Reporting

Support in the preparation of MIS reports for internal regulatory affairs unit reporting and any relevant committee/ad-hoc requests.

Adequate Record Keeping

Ensure all the RAU records (Reviews fieldwork documentation, Ethical declaration forms and requests) are adequately recorded in the shared folder.

Ethical Policies Framework

Support in the maintenance of all the Ethical Policies Framework registers for cases received through the dedicated channel and maintain documentary evidence and emails to support data presented in Compliance reports.

Skills and Experience Required

• Bachelor's Degree in Science, Finance, Business, or any related subject.
• Experience in Banking Compliance or Risk is an advantage.
• Fluency in English.
• Good communication skills and ability to interact with multiple stakeholders and work independently.
• Ability to adopt a problem‑solving approach.
• Strong interpersonal skills with the ability to communicate with impact and build healthy professional connections.

Required Experience

• IC