VP, AI Risk & Governance — Enterprise Leader

LPL Financial; Fort Mill (SC, FL); On-site; USD 137,000 - 228,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Job summary

LPL Financial is seeking a Vice President II, AI Risk and Governance to lead the firm's AI risk and governance function. You will establish multi-year strategies, frameworks, and operating models across business, technology, and control functions, serving as a senior advisor to executive leadership.

The role requires deep regulatory and technical expertise in AI risk, model management, and governance, with a focus on responsible AI, customer protection, and operational resilience within a

Qualifications

• 12+ years in risk management, technology risk, or related control disciplines.
• 5+ years in AI, machine learning, model risk, data governance, or AI risk and compliance.
• Experience leading in a regulated environment and regulatory examinations.

Responsibilities

• Establish and execute the firm's multi-year AI risk and governance strategy.
• Lead enterprise AI governance, models and monitoring, and risk management.
• Advise executive leadership on AI risk, adoption, and investments.
• Represent AI risk during regulatory examinations, audits, and reviews.

Skills

AI governance

Risk management

Regulatory requirements

Leadership

Stakeholder collaboration

Strategic thinking

Education

Bachelor's degree

Advanced degree

Job description

LPL Financial is seeking a Vice President II, AI Risk and Governance to lead the firm's AI risk and governance function. You will establish multi-year strategies, frameworks, and operating models across business, technology, and control functions, serving as a senior advisor to executive leadership.

The role requires deep regulatory and technical expertise in AI risk, model management, and governance, with a focus on responsible AI, customer protection, and operational resilience within a