Remote Investment Client Services Analyst (Series 7/63)

Northwestern Mutual Investment Services, LLC

Franklin (WI)

À distance

USD 32 000 - 48 000

Plein temps

Il y a 5 jours

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Résumé du poste

Northwestern Mutual Investment Services, LLC is seeking an Investment Client Services Analyst to support clients and financial representatives with investment questions, transactions, and performance inquiries. You will de-escalate issues, educate clients on digital channels, and contribute to process improvements.

Key duties include consulting on investment concepts, managing tax reporting support, and ensuring accuracy across trades and account maintenance.

Qualifications

Licensing required: FINRA Series 6/7 and 63-equivalent (65/66).
Associates degree or equivalent combination of education and experience.
Minimum of 3 years financial services experience with strong communication skills.
Understanding of tax implications related to investments.
Willingness to continuously learn and improve.
Strong problem-solving and decision skills.

Responsabilités

Provide consultative service to clients and advisors on investment concepts.
Serve as a primary expert on mutual fund trading, brokerage servicing, cost basis, and tax reporting.
Analyze and review investment transactions including trades and transfers for accuracy and compliance.
Stay updated on industry trends and regulatory requirements to support clients and internal teams.
Collaborate with NM Wealth partners to drive product enhancements.