Senior Manager (Compliance Programs and Risk)

ROECNY PTE. LTD.; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A financial compliance firm in Singapore seeks a compliance officer to develop policies, conduct risk assessments, and perform audits. Candidates must have a strong background in risk management and compliance, ideally with knowledge of banking license obligations by the Monetary Authority of Singapore. The role includes liaising with external auditors and providing advice to management on compliance initiatives. Ideal candidates should demonstrate strong analytical and communication skills.

Qualifications

• Experience in developing and implementing IT systems integration.
• Knowledge of compliance protocols and legal requirements.
• Expertise in risk management frameworks.

Responsibilities

• Develop and maintain IT system integration and risk management policies.
• Conduct regular risk assessments to mitigate potential issues.
• Perform compliance checks and audits.

Skills

Risk assessment

Compliance management

Regulatory knowledge

Effective communication

Job description

Key responsibilities:

• Policy and program development:Develop, implement, and maintain information technology system integration, risk management frameworks, policies, and procedures to ensure compliance with laws and internal standards.
• Risk assessment and mitigation:Conduct regular risk assessments to identify potential issues, evaluate the effectiveness of controls, and develop strategies to mitigate risks to the organization's assets, reputation, and operations.
• Auditing and monitoring:Perform internal reviews, checks and re-performance of business processes to ensure compliance with established policies and regulations.
• Training and awareness:Design, procure and /or conduct training programs to educate employees on compliance protocols, legal requirements, and ethical conduct.
• Investigation and reporting:Investigate potential compliance violations, follow up on incidents, and prepare comprehensive reports for senior management on compliance status and potential risks.
• Regulatory liaison:Act as a point of contact with external auditors, regulators, and industry bodies to stay current with changes and ensure adherence to external requirements.
• Advisory role:Provide guidance and expertise to internal departments and management on risk management and compliance matters, advising on new initiatives and potential risks.
• Specific requirement:Knowledge in and implementations of the obligations of a banking licence issued by the Monetary Authority of Singapore.
• Specific requirement:Knowledge in and implementations of account onboarding and periodic monitoring processes to manage the risks relating anti-money laundering and countering the financing of terrorism.