Senior Investments Compliance Specialist, Asset Management

AMBITION GROUP SINGAPORE PTE. LTD.; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A recruitment agency in Singapore is seeking candidates for a compliance role involving the performance of pre- and post-trade compliance checks, monitoring risk parameters, and delivering compliance-related reporting. The ideal applicant will investigate compliance breaches, collaborate with teams, and enhance compliance processes. Interested individuals should send their resumes to the designated contact.

Responsibilities

• Perform pre- and post-trade compliance checks against guidelines.
• Calculate and monitor risk parameters for compliance.
• Research compliance breaches and resolve issues.
• Partner with compliance teams on escalated matters.
• Prepare compliance-related client reporting.
• Respond to investment guideline inquiries.
• Support regional and global compliance initiatives.
• Improve compliance rule efficiency with technology.
• Assist with user acceptance testing for compliance projects.

Job description

A recruitment agency in Singapore is seeking candidates for a compliance role involving the performance of pre- and post-trade compliance checks, monitoring risk parameters, and delivering compliance-related reporting. The ideal applicant will investigate compliance breaches, collaborate with teams, and enhance compliance processes. Interested individuals should send their resumes to the designated contact.