Head of Risk and Compliance

Oliver James; Singapore; On-site; SGD 100,000 - 120,000; Full time

Job summary

A reputable entity in the financial sector in Singapore is seeking a Head of Compliance to lead their Compliance department. The role involves developing compliance policies, managing compliance projects, and providing guidance to senior management on compliance matters. Candidates must have extensive experience in compliance within Insurance and strong leadership skills to prioritize multiple projects. This position offers a great opportunity to make a significant impact in a dynamic environment.

Qualifications

• Extensive experience in compliance within the Insurance industry, especially for Personal Finance Advisors.
• Strong leadership skills to manage multiple compliance projects.
• Excellent knowledge of local and international regulatory requirements.

Responsibilities

• Lead development and implementation of compliance policies.
• Ensure adherence to regulatory requirements and internal guidelines.
• Oversee compliance projects and audits.

Skills

Compliance expertise in Insurance

Leadership skills

Knowledge of regulatory requirements

Analytical abilities

Communication skills

Job description

Head of Risk and Compliance (FA Firm) Oliver James•Singapore city, Singapore

Job Opportunity: Head of Compliance - Financial Advisory Firm

Our client, a reputable entity in the Insurance sector, is seeking a skilled and experienced individual to lead their Compliance department, focusing particularly on compliance related Financial Advisory firms.

Responsibilities

• Leading the development and implementation of compliance policies and procedures across the organization.
• Ensuring that all business activities are conducted in accordance with regulatory requirements and internal guidelines.
• Managing and overseeing compliance projects.
• Providing strategic guidance to senior management on compliance matters and risk management.
• Conducting regular compliance audits and reviews to ensure adherence to laws, regulations and policies.
• Training and mentoring compliance department staff, and providing guidance on complex compliance issues.
• Staying updated on new legislation and regulatory requirements that impact the business.

Key Skills

• Extensive experience in compliance within the Insurance industry, with specific expertise in Personal Finance Advisors compliance.
• Strong leadership skills and the ability to manage and prioritize multiple compliance projects.
• Excellent knowledge of local and international regulatory requirements and standards.
• Proven track record of developing and implementing effective compliance policies and procedures.
• Exceptional analytical and problem-solving abilities.
• Effective communication and interpersonal skills, capable of working with cross-functional teams and senior management.
• Detail-oriented with an ability to oversee projects from origin through execution.