Compliance Officer

LOOK CAPITAL PTE. LTD.; Singapore; On-site; SGD 50,000 - 80,000; Full time

Job summary

A prominent family office in Singapore is seeking a Compliance Officer to ensure regulatory compliance with MAS and international standards. Responsibilities include compliance monitoring, policy development, regulatory reporting, and training staff on compliance matters. The ideal candidate will have a Bachelor's degree, at least 3 years of compliance experience, in-depth knowledge of relevant regulations, and fluency in both Chinese and English. This role plays a pivotal part in fostering a strong compliance culture within the organization.

Qualifications

• Minimum of 3 years of compliance experience in financial services or related fields.
• In-depth knowledge of MAS regulations and compliance frameworks.
• Professional certifications like CFMAS are favorable.

Responsibilities

• Oversee compliance with regulations across the company.
• Develop and enforce internal compliance policies.
• Prepare reports for MAS and act as liaison during audits.
• Conduct training sessions on compliance matters.
• Identify compliance risks and collaborate on mitigation strategies.

Skills

Analytical skills

Problem-solving skills

Communication skills

AML/KYC knowledge

Regulatory compliance knowledge

Bilingual in Chinese and English

Education

Bachelor's degree in Law, Finance, or Business Administration

Tools

Compliance Management Systems

Job description

Company Overview

LOOK CAPITAL is a registered and leading family office with a Capital Market Services license in Singapore, with AUM of 4.5 billion USD. Headquartered in Singapore, we have offices across Beijing, Hong Kong and Shenzhen. With the help of technology, we provide a one-stop service including global asset allocation, legal and tax advisory, and research and investment in cutting‑edge global industries for technology millionaires.

Position Overview

We are seeking a Compliance Officer to join our team in Singapore. This role will ensure that all business activities comply with the regulations and guidelines set by the Monetary Authority of Singapore (MAS), along with other applicable international standards. The position covers compliance oversight for wealth management, asset allocation, and other investment services.

Key Responsibilities

• Regulatory Compliance Monitoring & Review
  • Oversee and ensure compliance with relevant regulations (e.g., AML/KYC, CRS, FATCA) across the company and client portfolios.
  • Ensure full compliance with MAS regulations, including but not limited to AML/KYC, CRS, FATCA, and the Securities and Futures Act (SFA).
  • Conduct periodic compliance audits and risk assessments, identifying any gaps or risks in current processes.
• Policy Development & Implementation
  • Develop, update, and enforce internal compliance policies in alignment with MAS guidelines and international regulatory standards.
  • Provide expert guidance to business units on regulatory requirements and best practices.
• Regulatory Reporting & Liaison
  • Prepare and submit required reports to MAS and other regulatory authorities on time.
  • Act as the primary liaison with MAS and ensure smooth communication during regulatory inspections, audits, and inquiries.
• Training & Awareness
  • Conduct regular training sessions for staff on compliance matters and regulatory changes.
  • Foster a strong compliance culture throughout the organization.
• Risk Assessment & Mitigation
  • Identify and assess compliance risks related to new products, services, or business activities, particularly within the Singapore regulatory framework.
  • Collaborate with legal, risk, and operational teams to implement risk mitigation strategies and controls.

Qualifications & Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 3 years of compliance experience in financial services, wealth management, or family office environments.
• In-depth knowledge of MAS regulations, AML/KYC frameworks, CRS, FATCA, and the Securities and Futures Act (SFA).
• Familiarity with multi-jurisdictional regulatory environments is highly desirable.
• Excellent analytical, problem‑solving, and communication skills.
• Professional certifications (e.g. CFMAS) are a plus.
• Fluent in both Chinese and English is required in order to process documents and liaise with counterparties in both languages.

LOOK CAPITAL is an equal opportunity employer. All applicants will be considered regardless of race, color, religion, sex, sexual orientation, gender identity, national origin, veteran, or disability status.