Compliance Executive

8hexa; Singapore; On-site; SGD 45,000 - 60,000; Full time

Job summary

A financial services firm in Singapore is seeking a Compliance Executive to oversee regulatory and operational compliance activities. The role involves conducting client KYC/KYB checks, monitoring transactions for suspicious activity, and ensuring adherence to MAS regulations and internal policies. Ideal candidates will have a diploma or degree in Business, Law, or Finance and a solid understanding of AML/CFT practices. This position offers a unique opportunity to be at the forefront of compliance within the financial sector.

Qualifications

• Understanding of AML/CFT regulations and fintech operations.
• Knowledge of MAS regulations and KYC/KYB best practices.
• Strong attention to detail and sense of responsibility.

Responsibilities

• Conduct KYC/KYB checks and risk assessments for clients.
• Review client documents according to MAS and AML policies.
• Monitor transactions for suspicious activity.
• Maintain accurate compliance records and ensure documentation is up to date.
• Support the review and enhancement of internal compliance policies and procedures.
• Liaise with internal teams, partners, and regulators on compliance-related matters.
• Assist in compliance training, audits, and internal reporting.

Skills

Compliance monitoring

Analytical skills

Communication skills

Education

Diploma or Degree in Business, Law, Finance

Job description

Compliance Executive

We are looking for a Compliance Executive to support the company’s regulatory, AML/CFT, and operational compliance activities. The candidate will assist in client onboarding reviews, transaction monitoring, and internal policy implementation to ensure adherence to MAS and international standards.

Key Responsibilities:

• Conduct KYC/KYB checks, due diligence, and risk assessments for clients and partners.
• Review and verify client documents in accordance with MAS and internal AML/CFT policies.
• Monitor transactions for suspicious activity and prepare STR reports when necessary.
• Maintain accurate compliance records and ensure documentation is up to date.
• Support the review and enhancement of internal compliance policies and procedures.
• Liaise with internal teams, partners, and regulators on compliance-related matters.
• Assist in compliance training, audits, and internal reporting.

Requirements:

• Diploma or Degree in Business, Law, Finance, or related field.
• Understanding of AML/CFT, or fintech/banking operations.
• Knowledge of MAS regulations, AML frameworks, and KYC/KYB best practices.
• Strong analytical skills and attention to detail.
• Good communication skills and sense of responsibility.