Wealth Mgmt Risk & Compliance Monitor (1LOD)

CLARC Recruitment; City of Edinburgh; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading recruitment agency is seeking a Risk & Controls Analyst for a prominent Wealth & Asset Management business in Edinburgh. This role focuses on compliance monitoring with an emphasis on FCA Suitability requirements. Candidates with a background in Risk & Controls or Compliance Monitoring are encouraged to apply. Strong communication skills and knowledge of regulatory frameworks are essential. Join a dynamic team with opportunities for professional growth and development in the sector.

Qualifications

• Background in Risk & Controls or Compliance Monitoring is essential.
• Candidates should possess strong knowledge of FCA Suitability requirements within a wealth management context.
• Good assurance skills and experience in monitoring compliance or risk management.

Responsibilities

• Join a Front Office focused Risk & Control team.
• Provide knowledge and support regarding FCA Suitability requirements.
• Monitor compliance with risk management standards.

Skills

Strong knowledge of FCA Suitability requirements

Monitoring & assurance skills

Compliance or risk management

Knowledge of Jersey (JFSC) and US (SEC) rules

Excellent communication skills

Job description

A leading recruitment agency is seeking a Risk & Controls Analyst for a prominent Wealth & Asset Management business in Edinburgh. This role focuses on compliance monitoring with an emphasis on FCA Suitability requirements. Candidates with a background in Risk & Controls or Compliance Monitoring are encouraged to apply. Strong communication skills and knowledge of regulatory frameworks are essential. Join a dynamic team with opportunities for professional growth and development in the sector.