Wealth Compliance Advisor & Policy Support

Quilter; Southampton; On-site; GBP 45,000 - 60,000; Full time

Job summary

A leading wealth management company is seeking a Compliance Advisor to support a compliance advice service. The role requires expertise in compliance management within financial services and offers a chance to contribute to regulatory developments. The ideal candidate will have strong analytical and communication skills, with a collaborative team spirit. This position is based in Southampton with a permanent contract.

Benefits

26 days of holiday

Participation in incentive schemes

Non-contributory pension scheme

Private medical insurance

Life assurance

Income protection

Qualifications

• Experience in financial services or asset management is essential.
• Desirable to have financial advice qualifications or equivalent.
• Strong ability to work collaboratively in a team.

Responsibilities

• Provide expert compliance advisory support across Quilter.
• Review and ownership of Compliance policies.
• Support the delivery of compliance training.

Skills

Compliance management experience

Knowledge of UK financial services

Analytical skills

Communication skills

Stakeholder management

Education

Compliance professional qualification

Job description

A leading wealth management company is seeking a Compliance Advisor to support a compliance advice service. The role requires expertise in compliance management within financial services and offers a chance to contribute to regulatory developments. The ideal candidate will have strong analytical and communication skills, with a collaborative team spirit. This position is based in Southampton with a permanent contract.