Senior Compliance SMR & Conduct Rules Lead

Deutsche Bank; Park Central; Hybrid; GBP 80,000 - 100,000; Full time

Job summary

A leading European bank is seeking an experienced candidate for the Employee Compliance UKI position. This role involves managing the Senior Managers Regime and ensuring compliance with regulatory requirements. The ideal applicant should have previous experience in regulatory licensing or compliance, be forward-thinking, and possess strong collaboration skills. The role is based in Birmingham and offers hybrid working options along with competitive benefits including 30 days’ holiday and private healthcare.

Benefits

Hybrid working options

Competitive salary

Private healthcare

30 days’ holiday plus bank holidays

Flexible benefits

Qualifications

• Previous experience in a Regulatory Licensing role is desirable.
• Forward thinking and self-driven individual.
• Ability to collaborate and achieve best practices.

Responsibilities

• Process applications and notifications with FCA and PRA for SMFs.
• Conduct Fitness and Propriety assessments of SMFs.
• Prepare Conduct Rule breach reports for FCA and PRA.
• Support Employee Compliance project work.
• Ensure timely completion of Management Information and KPIs.
• Manage stakeholder relationships across teams.

Skills

Regulatory Licensing experience

Compliance experience

Delivery focused

Strong collaboration skills

Integrity

Job description

A leading European bank is seeking an experienced candidate for the Employee Compliance UKI position. This role involves managing the Senior Managers Regime and ensuring compliance with regulatory requirements. The ideal applicant should have previous experience in regulatory licensing or compliance, be forward-thinking, and possess strong collaboration skills. The role is based in Birmingham and offers hybrid working options along with competitive benefits including 30 days’ holiday and private healthcare.