Regulatory Surveillance Specialist — Financial Markets

Jane Street; Greater London; On-site; GBP 45,000 - 60,000; Full time

Job summary

A global trading firm based in London seeks a Surveillance Analyst to monitor trading activity and ensure compliance with international regulations. The role involves reviewing alerts, liaising with teams, and contributing to policy development. Candidates should possess an undergraduate degree, along with compliance or surveillance experience. A proactive and detail-oriented approach is essential, along with effective communication skills. Knowledge of Market Abuse Regulation and SQL is advantageous.

Qualifications

• 1-5 years of compliance and/or surveillance experience in financial services is preferred.
• Proactive, curious, organised and detail-oriented.
• Excellent people and communication skills; comfortable interacting with teams.
• Understanding Market Abuse Regulation (MAR) and MiFID II is preferred.

Responsibilities

• Review and manage surveillance alerts.
• Liaise with Trading and Technology staff regarding alerts.
• Maintain and review alert parameters.
• Contribute to design and development of surveillance systems.

Skills

Compliance experience

Surveillance experience

Excellent communication skills

Analytical skills

Excel proficiency

Education

Undergraduate degree

Tools

SQL

Job description

A global trading firm based in London seeks a Surveillance Analyst to monitor trading activity and ensure compliance with international regulations. The role involves reviewing alerts, liaising with teams, and contributing to policy development. Candidates should possess an undergraduate degree, along with compliance or surveillance experience. A proactive and detail-oriented approach is essential, along with effective communication skills. Knowledge of Market Abuse Regulation and SQL is advantageous.