Regulatory Compliance Analyst

ARC; Epsom; Hybrid; GBP 29,000 - 35,000; Full time

Job summary

A financial services firm in Epsom seeks a Regulatory Compliance Analyst. You will conduct 1st/2nd level reviews of AML reports and support fraud investigations. The ideal candidate has recent experience in compliance or financial crime within Banking/Financial Services and is knowledgeable in UK regulatory standards. Office work 1 day/week after training, with competitive benefits including a salary up to GBP35k and study support.

Benefits

Company bonus

Pension

Study support for ICA, ACAMS, CISI

Life and health benefits

Free car parking

Qualifications

• Recent compliance/financial crime/data protection experience within Financial Services/Banking.
• Knowledge of UK regulatory standards and compliance laws.

Responsibilities

• Review HMT Sanctions notices against customer databases.
• Undertake and progress KYC referrals.
• Assist with fraud investigations and reporting.
• Create/Maintain departmental activity logs and gap analysis.

Skills

Compliance experience

Financial crime knowledge

Data protection knowledge

Strong communication skills

Analytical skills

Problem-solving skills

Job description

Overview

Job Title/Location: Regulatory Compliance Analyst, Epsom WFH

Salary: To GBP35k bonus pension free parking ICA, ACAMS, CISI study support

Office/WFH: Office based 1 day per week, the rest is WFH once training completed

Role snapshot

Role Snapshot: Working on 1st/2nd level reviews of AML transactional/sanction reports, undertaking & progressing KYC referrals, assisting with fraud & money laundering investigations

Responsibilities

• Reviewing HMT Sanctions notices against customer databases
• Undertaking and progressing KYC referrals
• Assist the Fraud Officer with fraud investigations and reporting
• Assist with money laundering investigations and reporting
• Create/Maintain departmental activity logs, risk classification matrices, breach logs & gap analysis
• Assist with the production of MI & statutory regulatory reports as directed by the Head of Regulatory Compliance
• Assist in other departments as required, including Legal Services & Legal Counsel.

Skills / Experience

Skills / Experience Required: For this Regulatory Compliance Analyst role you must have recent compliance/financial crime/data protection experience within Financial Services/Banking. You should have knowledge of UK regulatory standards and compliance laws, strong communication, analytical and problem-solving skills.

Additional Information

Salary for the Regulatory Compliance Analyst role is to GBP35,000 company bonus, pension, ICA, ACAMS, CISI study support, life & health benefits and free car parking. A lovely working environment, a progressive business with a track record of training and developing people. As mentioned, office working 1 day per week, with 4 days per week WFH after training. Please apply below.