Regulatory Auditor - Financial Services

Citrus Global Ltd; Greater London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A Global Finance Services Institution is seeking an experienced Internal Audit professional to lead audit engagements related to Risk management and Internal Controls. The role emphasizes a strong focus on compliance with FSA regulations and may involve recruiting as the team expands. Candidates should have over 5 years of experience in financial services, particularly with knowledge of Financial Crime and Retail Banking. The position requires some travel within the UK and occasional travel within Europe.

Qualifications

• 5+ years of experience in the financial services sector.
• Strong knowledge of FSA Banking Regulations.
• Experience with Financial Crime and AML.
• Experience in Retail Banking.

Responsibilities

• Lead audit engagements assessing Risk management and Internal Controls.
• Ensure compliance with FSA regulations.
• Potential involvement in team recruitment as it grows.
• Travel predominantly within the UK and occasionally to Europe.

Skills

Audit engagement

Compliance knowledge

Financial Crime expertise

Team leadership

Job description

Our client, a Global Finance Services Institution, is looking to grow its Internal Audit function in the Regulatory Risk area.

Job Description

The role will involve:

• Leading audit engagements assessing the management of Risk and Internal Controls
• Strong focus on Compliance (FSA)
• Potential involvement in recruiting as the team grows over the next 6 months
• The role will predominantly involve travel within the UK, with the occasional excursion within Europe.

Qualifications

The ideal candidate:

• 5+ years of experience, ideally within another Financial Services Company
• Strong knowledge of FSA Banking Regulations
• Previous exposure to engagements focusing on Financial Crime and Anti Money Laundering
• Experience in Retail Banking
• As such, any additional language to English would be useful.

All applications will of course be held in the strictest confidence.