Head Of Compliance (Remote)

Career Assist; Remote; GBP 60,000 - 70,000; Full time

Job summary

A growing FCA-regulated brokerage in the UK is seeking a Head of Compliance to take ownership of the compliance framework. This remote position requires extensive experience in compliance leadership within the financial services sector. The ideal candidate will possess a strong understanding of FCA regulations and have excellent communication skills. The role offers a competitive salary range of £60,000 - £70,000 and provides autonomy in shaping the compliance strategy within a supportive company culture.

Qualifications

• Proven experience in a compliance leadership role (e.g., Compliance Manager, Deputy Head of Compliance).
• Experience within a brokerage or financial services environment.
• Strong understanding of compliance frameworks.

Responsibilities

• Oversee and maintain the firm's compliance framework in line with FCA regulations.
• Act as the primary contact for all regulatory matters.
• Advise senior management on compliance obligations and regulatory risks.
• Conduct internal reviews and compliance monitoring activities.
• Provide training to foster a culture of compliance.

Skills

Understanding of FCA rules and regulations

Excellent communication skills

Ability to influence senior management

Comfortable working independently

Job description

Head of Compliance - FCA Regulated Broker (Fully Remote)

Location: Fully Remote (UK-based only)

We're supporting a growing FCA-regulated brokerage in their search for a Head of Compliance to lead and enhance their compliance framework as they continue to expand. This is a fantastic opportunity for an experienced compliance professional looking to take ownership of the function within a forward-thinking, flexible business.

Key Responsibilities

• Oversee and maintain the firm's compliance framework in line with FCA regulations.
• Act as the primary contact for all regulatory matters, including reporting, policy development, and FCA communications.
• Advise senior management on compliance obligations and emerging regulatory risks.
• Conduct internal reviews, risk assessments, and compliance monitoring activities.
• Provide training and guidance to the wider team to foster a culture of compliance.

About You

• Strong understanding of FCA rules and regulations, ideally within a brokerage or financial services environment.
• Proven experience in a compliance leadership role (e.g., Compliance Manager, Deputy Head of Compliance, CF10/SMF16).
• Excellent communication skills with the ability to influence at senior level.
• Comfortable working independently in a remote environment.

What's on Offer

• Salary between £60,000 - £70,000 (DOE).
• Fully remote working within the UK.
• Supportive, collaborative culture with real autonomy in shaping compliance strategy.

If you're an experienced compliance professional ready to take the next step and lead within a regulated, ambitious firm — we'd love to hear from you.