Head of Compliance (part time- 2 days per week) - EXCLUSIVE

Compliance Professionals; Greater London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A dynamic financial services firm is seeking an experienced Head of Compliance to manage the compliance framework. This fully remote role requires 3-5 years in a similar position and a strong understanding of FCA regulations. Responsibilities include regulatory compliance oversight, policy development, and compliance monitoring. The candidate should have excellent analytical and communication skills. This is an opportunity to lead compliance in a proactive environment while ensuring adherence to financial crime regulations.

Qualifications

• 3-5 years' experience in a compliance role in financial services, preferably mortgage broking.
• Strong working knowledge of FCA regulations like MCOB and Consumer Duty.
• Experience in mortgage file reviews and compliance monitoring.

Responsibilities

• Manage regulatory compliance and oversight.
• Conduct compliance monitoring and file reviews.
• Develop policies, procedures, and documentation.

Skills

Analytical skills

Knowledge of FCA regulations

Strong written communication

Job description

Fully remote role

THE COMPANY

Our client is a dynamic, FCA-Regulated Mortgage Broker. They are seeking an experienced and proactive Head of Compliance to join their team and take ownership of the compliance framework.

RES RESPONSIBILITIES

• Regulatory Compliance & Oversight
• Compliance Monitoring & File Reviews
• Policies, Procedures & Documentation
• Risk Management
• Training & Cultural Embedding
• Lender & Panel Management
• Financial Crime Compliance
• Management Information & Reporting

EXPERIENCE REQUIRED

• Minimum 3-5 years’ experience in a compliance role within financial services, preferably in mortgage broking or mortgage advice
• Strong working knowledge of FCA regulations, particularly MCOB, Consumer Duty, SYSC, and DISP
• Proven experience conducting mortgage file reviews and compliance monitoring
• Understanding of mortgage products, advice processes, and suitability assessments
• Excellent analytical skills with the ability to identify risks and recommend practical solutions
• Strong written communication skills for producing clear, professional compliance reports and guidance

For further information please contact Duncan Jeffery