Growth-Driven Compliance Lead – Investments & Wealth

Phoenix Talent Partners; Greater London; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

A growing investment firm in London is seeking a Compliance Officer to support their Risk & Compliance function. This pivotal role involves advising the business on compliance and risk culture while having a direct influence on operations. Responsibilities include overseeing core regulatory compliance activities and leading regulatory reporting. The position offers significant opportunities for development and progression in a dynamic environment.

Qualifications

• Pragmatic approach to compliance.
• Strong commercial mindset.
• Experience in risk and compliance functions.

Responsibilities

• Take ownership of core regulatory and prudential compliance activities.
• Lead regulatory reporting across RegData.

Job description

A growing investment firm in London is seeking a Compliance Officer to support their Risk & Compliance function. This pivotal role involves advising the business on compliance and risk culture while having a direct influence on operations. Responsibilities include overseeing core regulatory compliance activities and leading regulatory reporting. The position offers significant opportunities for development and progression in a dynamic environment.