Gatekeeper of Compliance: Control Room Analyst

S&P Global; Newry; Hybrid; GBP 40,000 - 60,000; Full time

Job summary

A leading financial services firm in the UK is seeking a Compliance Officer for their Control Room. This role involves overseeing compliance processes, monitoring communications to prevent conflicts of interest, and engaging with stakeholders. Candidates should have a bachelor's degree and at least 2 years of relevant experience. Strong analytical abilities and excellent communication skills are required. The firm offers flexible working arrangements and a comprehensive benefits package.

Benefits

Health care coverage

Generous time off

Access to learning resources

Competitive pay

Financial wellness programs

Family benefits

Qualifications

• 2+ years in Research/Capital Markets Compliance, Internal Audit, or Operational Risk Management.
• Strong understanding of conflicts of interest related to investment research or credit rating.
• Comprehensive knowledge of credit markets and regulatory frameworks required.

Responsibilities

• Monitor communications between restricted employee groups with oversight.
• Record insiders and manage insider lists for regulatory compliance.
• Analyze compliance risks and report relevant indicators.
• Collaborate across functions to meet compliance goals.

Skills

Research/Capital Markets Compliance

Internal Audit

Operational Risk Management

Communication

Attention to detail

Self-starter

Education

Bachelor’s degree

Tools

Excel

PowerPoint

Generative AI tools

Job description

A leading financial services firm in the UK is seeking a Compliance Officer for their Control Room. This role involves overseeing compliance processes, monitoring communications to prevent conflicts of interest, and engaging with stakeholders. Candidates should have a bachelor's degree and at least 2 years of relevant experience. Strong analytical abilities and excellent communication skills are required. The firm offers flexible working arrangements and a comprehensive benefits package.