Front Office Risk & Suitability Specialist

Core-Asset Consulting Ltd; Greater London; On-site; GBP 100,000 - 125,000; Full time

Job summary

A financial services consultancy is seeking an experienced compliance professional to join their front office team in London or Edinburgh. The role involves ensuring regulatory compliance and supporting monitoring processes. The ideal candidate will possess a degree, relevant industry experience, and strong knowledge of FCA Suitability requirements. Benefits include a competitive salary and a wider benefits package.

Benefits

Highly competitive salary

Wider benefits package

Qualifications

• Educated to degree level or equivalent professional experience.
• Experience within investment management/wealth/banking.
• Strong knowledge of FCA Suitability requirements and conduct of business rules.

Responsibilities

• Support the design and development of monitoring processes for compliance.
• Undertake regular monitoring activities focused on suitability.
• Produce MI and KPIs to evidence competence and policy adherence.

Skills

Degree or equivalent experience

Experience in investment management/wealth/banking

Knowledge of FCA Suitability requirements

Understanding discretionary portfolio management

Relevant industry or compliance qualification

Strong communication skills

Client-focused

Highly organized and detail-oriented

Education

Degree or equivalent

Job description

A financial services consultancy is seeking an experienced compliance professional to join their front office team in London or Edinburgh. The role involves ensuring regulatory compliance and supporting monitoring processes. The ideal candidate will possess a degree, relevant industry experience, and strong knowledge of FCA Suitability requirements. Benefits include a competitive salary and a wider benefits package.