Director - Regulatory Implementation - Sales and Trading

Michael Page Banking; City Of London; On-site; GBP 120,000 - 160,000; Full time

Job summary

A leading Corporate and Investment Bank in London is seeking a Director - Regulatory Implementation to lead regulatory initiatives within the Sales and Trading division. Key responsibilities include ensuring compliance, managing complex projects, and collaborating with stakeholders. The ideal candidate will have extensive experience in risk and compliance, strong knowledge of regulatory standards, and professional qualifications. This role offers a competitive salary ranging from £120,000 to £160,000 per annum along with comprehensive benefits.

Benefits

Competitive salary

Comprehensive pension and health benefits

Challenging projects in a supportive environment

Qualifications

• Extensive experience in risk and compliance within financial services.
• Strong knowledge of regulatory requirements for sales and trading.
• Proven ability to manage complex regulatory projects.

Responsibilities

• Lead regulatory implementation initiatives across the sales and trading department.
• Ensure compliance with relevant regulatory requirements.
• Collaborate with stakeholders to align processes with regulations.

Skills

Risk and compliance experience

Knowledge of regulatory requirements

Stakeholder management

Analytical mindset

Communication skills

Education

Professional qualifications in risk and compliance

Job description

This is an excellent opportunity for a Director - Regulatory Implementation - Sales and Trading to lead and manage regulatory implementation projects within the Sales and Trading division of a Global Investment Bank.

Client Details

Our client are a leading Corporate and Investment Bank based in the city of London.

Description

• Lead regulatory implementation initiatives across the sales and trading department.
• Ensure compliance with all relevant regulatory requirements and standards.
• Collaborate with internal stakeholders to align processes with regulatory expectations.
• Develop and implement strategies to manage regulatory risks effectively.
• Provide guidance and support to the sales and trading teams on regulatory matters.
• Monitor regulatory changes and assess their impact on the organisation.
• Prepare and present reports to senior management and relevant committees.
• Oversee the successful delivery of compliance projects within set timelines.

Profile

A successful Director - Regulatory Implementation - Sales and Trading should have:

• Extensive experience in risk and compliance within the financial services industry.
• Strong knowledge of regulatory requirements affecting sales and trading activities.
• Proven ability to manage complex regulatory implementation projects.
• Exceptional stakeholder management and communication skills.
• Proficiency in identifying and mitigating regulatory risks.
• An analytical mindset with a focus on detail and accuracy.
• Relevant professional qualifications or certifications in risk and compliance.

Job Offer

• A competitive salary ranging from £120,000 to £160,000 per annum.
• Comprehensive pension and health benefits package.
• Opportunity to work in a large organisation within the financial services industry.
• Challenging and rewarding projects in a supportive environment.