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Compliance Manager

CFC

London

On-site

GBP 60,000 - 100,000

Full time

30+ days ago

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Job summary

An established industry player is seeking a Compliance Manager to lead their compliance efforts in the UK. This pivotal role involves managing a dedicated compliance team, ensuring adherence to FCA regulations, and providing expert advice to internal stakeholders. The ideal candidate will possess extensive knowledge of compliance frameworks and a strong background in the London insurance market. Join a dynamic organization where your expertise will directly contribute to maintaining high standards of compliance and governance, making a significant impact in a fast-paced environment.

Qualifications

  • Proven experience in compliance management within the insurance sector.
  • Strong understanding of FCA regulations and Lloyd's compliance requirements.

Responsibilities

  • Manage compliance function and oversee compliance team operations.
  • Ensure adherence to FCA regulations and internal policies.
  • Advise stakeholders on regulatory requirements and compliance frameworks.

Skills

Compliance Management
Regulatory Knowledge
Stakeholder Communication
Financial Crime Controls
Lloyd's Principles Knowledge

Education

Degree in Law or Finance
Professional Compliance Certification

Job description

Compliance Manager

Department: Compliance

Employment Type: Permanent - Full Time

Location: London

Reporting To: Simon Jenvey


Description
As UK Compliance Manager you play a key role in delivering the Compliance Plan for our UK regulated entity, and effectively operating our compliance systems and controls. You will be responsible for implementing and monitoring our UK compliance policies and procedures across all areas of the UK business, advising CFC’s internal stakeholders on all aspects of UK compliance and supporting our key external stakeholders, including our domestic regulators (both the FCA and Lloyd’s). You will deliver exceptional service to CFC’s underwriting teams and other business functions, as well as to our carriers and other business partners, including in respect of CFC Syndicate 1988.


About the role
Help manage the Group UK’s compliance function, including the operational management of the UK Compliance team, currently two UK Compliance Managers, Compliance Analyst and Compliance Assistant. Your responsibilities will include but not be limited to:

  • Ensure CFC Underwriting complies with all internal policies, all laws and regulations applicable to its activities, including activities authorised and regulated by the FCA.
  • Support with the turnkey managing agent of CFC Syndicate 1988 to ensure the Syndicate operates in accordance with FCA requirements and continues to meet at applicable Lloyd’s regulatory and compliance requirements.
  • Understand and identify the domestic regulatory requirements applicable to CFC Underwriting, including both the FCA and Lloyd’s, and advise internal stakeholders on the application of these requirements to our business.
  • Support the Compliance Monitoring Manager in the planning and roll-out of the Compliance Monitoring Programme.
  • Effectively operate our compliance systems and controls, including our financial crime and sanctions controls and conduct risk controls

About you
You are an excellent communicator both written and spoken, who is adept at working professionally with a wider variety of stakeholders, including up to board level.

  • You are able to demonstrate technical compliance experience, ideally acquired working at a Lloyds managing agent or UK based company market insurer.
  • As well as the above you will have extensive technical knowledge of the FCA Handbook and or Lloyd’s Principles, alongside the application of a principles based regulatory framework highly regarded.
  • London market insurance experience essential, either with a managing agent, insurer, broker or MGA

Core Values
N.A
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