Compliance Manager

Ashdown Group; Liverpool; On-site; GBP 50,000 - 65,000; Full time

Job summary

A dynamic claims management company in Liverpool seeks an experienced Compliance Manager to ensure regulatory compliance and mitigate risks. The ideal candidate will have extensive knowledge of FCA regulations, experience in compliance management, and strong analytical skills. This role offers a competitive salary of £50,000-£65,000, based in the company's Liverpool office. A fantastic opportunity within a rapidly evolving industry.

Qualifications

• In-depth knowledge of FCA regulations and the UK financial services regulatory environment.
• Proven experience in a compliance management role, ideally within a financial services firm.
• Strong understanding of regulatory reporting, audits, and compliance risk management.

Responsibilities

• Ensure the company meets all regulatory obligations and mitigates compliance risks.
• Advise senior management on interpreting complex regulations.
• Maintain a culture of ethical business practices.

Skills

Knowledge of FCA regulations

Compliance management experience

Regulatory reporting understanding

Communication skills

Analytical problem-solving

Education

Relevant compliance qualifications

Job description

A dynamic and customer-focused Claims and Compensation company is seeking an experienced and detail-oriented Compliance Manager. The ideal candidate will ideally have a solid understanding of the Financial Conduct Authority (FCA) regulations within a Claims Management environment as well as general compliance frameworks and the regulatory landscape within the UK financial services industry. You will play a key role in ensuring the company meets all regulatory obligations, mitigating compliance risks, whilst maintaining a culture of ethical business practices.

Essential Experience, Skills & Qualifications:

• In-depth knowledge of FCA regulations and the UK financial services regulatory environment.
• Proven experience in a compliance management role, ideally within a financial services firm.
• Strong understanding of regulatory reporting, audits, and compliance risk management.
• Experience working with FCA regulatory submissions and reporting.
• Ability to interpret complex regulations and advise senior management accordingly.
• Strong communication skills, with the ability to interact effectively with senior leadership, external regulators, and internal stakeholders.
• Detail-oriented, with strong analytical and problem-solving abilities.

Desirable:

• Relevant compliance qualifications (e.g., ICA Diploma in Compliance, CISI, or similar).
• Experience in an FCA-regulated firm such as a bank, insurance company, investment firm or claims management environment.
• Knowledge of industry-specific regulations beyond the FCA, such as GDPR, anti-money laundering (AML), and Financial Crime.

This fantastic new role is to be based in the company’s office in Liverpool city centre and offers a competitive salary of £50,000-£65,000 DOE as part of a generous remuneration package. This is a fantastic opportunity to make an impact in a crucial role within a rapidly evolving industry.