Compliance & Governance Manager

Lockton Companies; Peacehaven; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading independent insurance brokerage in the UK seeks a Compliance & Governance Manager to support regulatory compliance and governance for the Retail division, focusing on Real Estate. The successful candidate will develop compliance policies, manage transaction approvals, and provide training on best practices. Candidates should have an understanding of insurance regulations, strong data skills, and a proactive approach. Join a caring culture that values community support and client service.

Qualifications

• Thorough understanding of insurance policies and regulatory framework.
• Experience in compliance, insurance operations, or change management.
• Specific knowledge of the Real Estate environment is a plus.

Responsibilities

• Develop and maintain compliance policies that support client service.
• Manage controls around account openings and payment transactions.
• Review delegated authorities and client agreements.

Skills

Strong data management and IT skills

Proactive and adaptable solution focused approach

Confident communicator

Organisational and analytical skills

Tools

Excel

PowerPoint

Job description

As Compliance & Governance Manager, you willsupport the Head of Compliance & Governance for the Retail division with a focus on our Real Estate business.

You’ll be supporting the delivery of governance, regulatory, and compliance oversight for the division, ensuring adherence to all relevant local legislation, industry standards, and internal policies and will be the initial point of contact for compliance and governance related issues from the business.

Key responsibilities will include:

• Developing, implementing and maintaining compliance policies, procedures and service delivery templates that support high-quality client service.
• Managing controls, undertaking approvals around account opening and payment transactions.
• Review of delegated authorities, TOBAs and other client and market agreements.
• Supporting the business in meeting their Product Governance responsibilities including Prod 4 oversight
• Implementing robust and effective procedures to mitigate the risk of financial crime, money laundering, bribery and corruption on our business.

You should keep on top of regulatory change and best practice so that the business stays ahead of the curve and be able to provide practical training and guidance to the business on compliance and governance matters.

Candidate Profile

About you:

• You should have a thorough understanding of insurance policies and procedures and the regulatory framework – specific knowledge of the Real Estate environment would be beneficial.
• Experienced in compliance, insurance operations or change management - this could have been gained whilst in another role e.g. client facing.
• Have strong data management and IT skills, including Excel and PowerPoint.
• Have a proactive and adaptable solution focussed approach
• Be a confident communicator who can build trust with stakeholders
• Thrives in a fast paced environment
• Committed to delivering and maintaining high standards with strong organisational and analytical skills.

About The Position

Lockton is the world's largest privately held independent insurance brokerage. Since 1966, our private ownership has allowed us to serve our clients, nurture our people, and give back to our communities in ways other companies simply can't. We're passionate about helping you achieve your ultimate potential. If you believe in providing excellent client service, supporting community initiatives, and being part of our caring culture, then you belong here.