Compliance & Governance Manager

Lockton; Greater London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading insurance brokerage in Greater London is looking for an experienced Compliance & Governance Manager to support compliance oversight for their Real Estate division. The ideal candidate will have a thorough understanding of insurance regulations, strong data management skills, and an ability to thrive in a fast-paced environment. Responsibilities include developing compliance policies and managing regulatory changes to ensure adherence to industry standards. Join a caring culture focused on client service and community initiatives.

Qualifications

• Thorough understanding of insurance policies and regulatory framework.
• Experience in compliance, insurance operations, or change management.
• Ability to thrive in a fast-paced environment.

Responsibilities

• Develop and maintain compliance policies and procedures.
• Manage controls around account opening and payment transactions.
• Support adherence to local legislation and internal policies.

Skills

Insurance policies understanding

Compliance experience

Data management skills

Proactive and adaptable

Strong communication

Tools

Excel

PowerPoint

Job description

Vacancy details

Job Profile

Lockton - Experienced Professional

Title

Compliance & Governance Manager

Description

As Compliance & Governance Manager, you will support the Head of Compliance & Governance for the Retail division with a focus on our Real Estate business. You'll be supporting the delivery of governance, regulatory, and compliance oversight for the division, ensuring adherence to all relevant local legislation, industry standards, and internal policies and will be the initial point of contact for compliance and governance related issues from the business.

Key responsibilities will include:

• Developing, implementing and maintaining compliance policies, procedures and service delivery templates that support high-quality client service.
• Managing controls, undertaking approvals around account opening and payment transactions.
• Review of delegated authorities, TOBAs and other client and market agreements.
• Supporting the business in meeting their Product Governance responsibilities including Prod 4 oversight.
• Implementing robust and effective procedures to mitigate the risk of financial crime, money laundering, bribery and corruption on our business.

You should keep on top of regulatory change and best practice so that the business stays ahead of the curve and be able to provide practical training and guidance to the business on compliance and governance matters.

Candidate Profile

About you:

• You should have a thorough understanding of insurance policies and procedures and the regulatory framework - specific knowledge of the Real Estate environment would be beneficial.
• Experienced in compliance, insurance operations or change management - this could have been gained whilst in another role e.g. client facing.
• Have strong data management and IT skills, including Excel and PowerPoint.
• Have a proactive and adaptable solution focussed approach.
• Be a confident communicator who can build trust with stakeholders.
• Thrives in a fast paced environment.
• Committed to delivering and maintaining high standards with strong organisational and analytical skills.

About The Position

Lockton is the world's largest privately held independent insurance brokerage. Since 1966, our private ownership has allowed us to serve our clients, nurture our people, and give back to our communities in ways other companies simply can't. We're passionate about helping you achieve your ultimate potential. If you believe in providing excellent client service, supporting community initiatives, and being part of our caring culture, then you belong here.