Senior Compliance Advisor: Fair Business Practices

iA Financial Group; Montreal; Hybrid; CAD 70,000 - 90,000; Full time

Job summary

A leading financial services provider is seeking a Senior Compliance Advisor to enhance compliance practices within a dynamic environment. The role involves leadership on fair business practices, monitoring of compliance indicators, and analysis of customer complaints. Candidates should possess a Bachelor's degree in law and 5 to 8 years of relevant experience in regulatory compliance or risk management. A hybrid work environment and competitive benefits are offered, encouraging a supportive workplace culture.

Benefits

Flexible group insurance

Competitive pension plan

Stock purchase plan

Vacation and personal development days

Telemedicine

Employee assistance program

Performance bonuses

Qualifications

• 5 to 8 years of experience in regulatory compliance, risk management, or oversight in the financial sector.
• In-depth knowledge of requirements related to sound business practices and fair treatment of customers.
• Advanced knowledge of English for communication with English-speaking contacts.

Responsibilities

• Lead and act as an internal reference for fair business practices.
• Monitor FTC indicators and conduct targeted monitoring activities.
• Analyze customer complaints and provide recommendations.

Skills

Analytical skills

Communication skills

Influential leadership

Knowledge of compliance practices

Education

Bachelor's degree in law

Job description

A leading financial services provider is seeking a Senior Compliance Advisor to enhance compliance practices within a dynamic environment. The role involves leadership on fair business practices, monitoring of compliance indicators, and analysis of customer complaints. Candidates should possess a Bachelor's degree in law and 5 to 8 years of relevant experience in regulatory compliance or risk management. A hybrid work environment and competitive benefits are offered, encouraging a supportive workplace culture.