Compliance Professional

Leading Edge; Dubai; On-site; AED 120,000 - 180,000; Full time

Job summary

A financial services firm in Dubai seeks a Compliance Professional to ensure adherence to regulatory requirements. The ideal candidate will have a Bachelor's in Law or Finance, at least 2 years of compliance experience, and a CAMS certification. Responsibilities include managing compliance programs, conducting audits, and training staff on compliance protocols. Competitive salary and benefits offered.

Qualifications

• Minimum 2+ years of experience in compliance management within the financial services industry.
• In-depth knowledge of financial regulations and global regulatory requirements.
• Certified compliance professional (CAMS, ICA, or equivalent) is a MUST.

Responsibilities

• Develop, implement, and manage the company's compliance program.
• Ensure operations comply with financial regulatory frameworks.
• Conduct regular compliance risk assessments and audits.
• Serve as the primary contact for compliance issues with regulatory authorities.
• Provide training and support to staff on compliance procedures.
• Prepare reports for senior management on compliance activities.

Skills

Compliance management

Regulatory requirements

AML

KYC

Interpersonal skills

Risk management

Communication

Education

Bachelor's degree in Law, Finance, or related field

Master's degree (preferred)

Job description

We are looking for a Compliance Professionalto join our client's team . As the Compliance Proffessional, with CAM certificate (MUST),you will be responsible for ensuring that the firm complies with all regulatory requirements in Dubai and global jurisdictions. You will oversee and implement effective compliance programs, provide guidance to internal teams, and maintain high ethical and legal standards across the firm. This role requires a proactive approach to risk management, staying updated on regulatory changes, and a deep understanding of the financial/insurance services industry.

Qualifications, Skills & Experience:

• Bachelor's degree in Law, Finance, or related field (Masters preferred)
• Minimum 2+ years of experience in compliance management within the financial services industry, ideally in brokerage or insurance sectors
• In-depth knowledge of financial regulations and global regulatory requirements
• Strong understanding of AML, KYC, and data protection standards
• Excellent communication and interpersonal skills, ability to work under pressure
• Certified compliance professional (CAMS, ICA, or equivalent) is a MUST

Responsibilities:

• Develop, implement, and manage the company's compliance program to meet local and international regulations
• Ensure operations comply with financial regulatory frameworks, including AML and data protection laws
• Conduct regular compliance risk assessments and audits to identify potential risks and areas for improvement
• Serve as the primary contact for compliance issues with regulatory authorities
• Provide training and support to staff on compliance procedures and regulatory updates
• Prepare reports for senior management on compliance activities and adherence to regulations
• Stay informed about legislative changes and update firm policies accordingly.

Required Skills:

KYC Financial Services Protection Regulatory Requirements Interpersonal Skills Risk Management Insurance Regulations Pressure Finance Communication Training Management