Senior Technology Corporate Blue Sky Attorney

Goodwin Procter LLP; New York (NY); On-site; USD 180,000 - 280,000; Full time

Job summary

Goodwin Procter LLP seeks a securities compliance attorney focusing on Blue Sky laws within the Technology group. The role involves advising on federal exemptions, state securities laws, broker-dealer regulations, and related compliance matters.

You will support offerings, private financings, funds, and capital markets transactions, with strong knowledge of Regulation D, Rule 701, Regulation A and Rule 144, plus NASAA EFD filings.

Qualifications

• Experience with Regulation D, Section 4(a)(2), Rule 701, Regulation A and Rule 144.
• Knowledge of applicable state securities requirements and NASAA filing processes.
• Experience preparing and overseeing Form D and state filings through EFD.

Responsibilities

• Counsel on federal exemptions and Blue Sky laws in technology-industry matters.
• Advise on broker-dealer regulations and related compliance issues.
• Support securities offerings, private financings, investment funds, and capital markets transactions.

Skills

Blue Sky laws

Securities regulations

Regulation D

Section 4(a)(2)

Rule 701

Regulation A

Rule 144

State securities requirements

Form D filings

EFD filings

Job description

Overview

• The role focuses on Blue Sky laws within the firm's Technology group.
• Responsibilities include advising on federal securities law exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters.
• The position also involves supporting securities offerings, private company financings, investment funds, and capital markets transactions.
• Candidates must possess strong working knowledge of Regulation D, Section 4(a)(2), Rule 701, Regulation A, Rule 144, and applicable state securities requirements.
• Required experience includes preparing and overseeing Form D and state securities filings through the NASAA Electronic Filing Depository (EFD).