Senior Tech Corporate Attorney - Securities & Blue Sky

Goodwin Procter LLP; California; On-site; USD 180,000 - 240,000; Full time

Job summary

Goodwin Procter LLP seeks a Senior Attorney in Technology with deep Blue Sky expertise to advise on federal and state securities laws and related compliance matters. The role supports offerings, private financings, funds and capital markets transactions, requiring strong knowledge of federal exemptions and state requirements.

Experience with NASAA EFD filings and Form D is required, along with a track record handling complex securities matters for sophisticated clients.

Qualifications

• Significant experience advising on federal securities exemptions.
• Strong knowledge of state Blue Sky laws and broker-dealer regulations.
• Experience supporting securities offerings, private financings and capital markets transactions.
• Experience preparing and overseeing Form D and NASAA EFD filings.

Responsibilities

• Advise on federal exemptions and Blue Sky compliance for offerings and funds.
• Support private company financings, investment funds and capital markets transactions.
• Ensure regulatory compliance with Regulation D, Rule 701, Regulation A and Rule 144.
• Oversee Form D filings through NASAA EFD.

Skills

Blue Sky laws

Regulation D

Section 4(a)(2)

Rule 701

Regulation A

Rule 144

NASAA EFD

Form D

Job description

Overview

• The role's primary focus is on Blue Sky laws.
• Work involves advising on federal securities law exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters, while supporting securities offerings, private company financings, investment funds, and capital markets transactions.
• Requires a strong working knowledge of Regulation D, Section 4(a)(2), Rule 701, Regulation A, Rule 144, and applicable state securities requirements.
• Requires experience preparing and overseeing Form D and state securities filings through the NASAA Electronic Filing Depository (EFD).

Posting details

Goodwin seeks a highly qualified Senior Attorney to join our Technology group with a focus on Blue Sky laws. Candidates should have significant experience advising on federal securities law exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters, as well as supporting securities offerings, private company financings, investment funds, capital markets transactions, or other securities matters. Strong working knowledge of Regulation D, Section 4(a)(2), Rule 701, Regulation A, Rule 144, and applicable state securities requirements is required. Experience preparing and overseeing Form D and state securities filings through the NASAA Electronic Filing Depository (EFD) is required.