Senior Technology Corporate (Blue Sky) Attorney

Goodwin Procter LLP; San Francisco (CA); On-site; USD 180,000 - 260,000; Full time

Job summary

Goodwin Procter LLP seeks a Senior Attorney to join the Technology group with a focus on Blue Sky laws. The role involves advising on federal securities exemptions, state Blue Sky regimes, broker-dealer regulations, and compliance matters.

The attorney will support securities offerings, private financings, funds, and capital markets transactions and must have strong knowledge of Regulation D, Rule 144, Regulation A, Rule 701, and related requirements.

Qualifications

• Significant experience advising on federal securities exemptions and state Blue Sky laws.
• Experience supporting securities offerings, private financings, investment funds, and capital markets transactions.
• Strong knowledge of Regulation D, Rule 144, Regulation A, Rule 701, and related exemptions.
• Experience preparing and overseeing Form D and state securities filings through NASAA EFD.

Responsibilities

• Advise on Blue Sky laws and applicable securities regulations for client transactions.
• Assist with private financing rounds and capital markets activities.
• Counsel on broker-dealer regulations and related compliance matters.
• Coordinate filings and documentation to ensure regulatory compliance.

Skills

Blue Sky laws

Regulatory exemptions

Securities offerings

Capital markets

Job description

Overview

• Focus on Blue Sky laws within the firm's Technology group.
• Advise on federal securities law exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters.
• Support securities offerings, private company financings, investment funds, and capital markets transactions.
• Requires strong working knowledge of Regulation D, Section 4(a)(2), Rule 701, Regulation A, Rule 144, and applicable state securities requirements.
• Requires experience preparing and overseeing Form D and state securities filings through the NASAA Electronic Filing Depository (EFD).

Posting details

Goodwin seeks a highly qualified Senior Attorney to join our Technology group with a focus on Blue Sky laws. Candidates should have significant experience advising on federal securities law exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters, as well as supporting securities offerings, private company financings, investment funds, capital markets transactions, or other securities matters. Strong working knowledge of Regulation D, Section 4(a)(2), Rule 701, Regulation A, Rule 144, and applicable state securities requirements is required. Experience preparing and overseeing Form D and state securities filings through the NASAA Electronic Filing Depository (EFD) is required.