Senior Technology Corporate Blue Sky Attorney

Goodwin Procter LLP; Los Angeles (CA); Vor Ort; USD 180.000 - 240.000; Vollzeit

Zusammenfassung

Goodwin Procter LLP seeks a highly qualified Senior Attorney to join our Technology group with a focus on Blue Sky laws. You will advise on federal securities exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters, and support securities offerings and capital markets transactions.

The role requires strong working knowledge of Regulation D, Section 4(a)(2), Rule 701, Regulation A, Rule 144, and NASAA EFD filings. Experience overseeing Form D is required.

Qualifikationen

• Deep knowledge of federal securities exemptions (Reg D, Rule 701, Reg A, Rule 144) and state Blue Sky laws.
• Experience advising on broker-dealer regulations and related compliance matters.
• Proven ability to support securities offerings, private financings, investment funds, and capital markets transactions.

Aufgaben

• Advise on federal securities exemptions and Blue Sky laws; ensure regulatory compliance.
• Support securities offerings, private financings, investment funds, and capital markets transactions.
• Oversee Form D and state securities filings and related NASAA EFD processes.

Kenntnisse

Blue Sky laws

Securities compliance

Regulatory exemptions

Ausbildung

Juris Doctor (JD)

Jobbeschreibung

Overview

• Role focuses on Blue Sky laws within the Technology group.
• Advising on federal securities law exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters.
• Supporting securities offerings, private company financings, investment funds, and capital markets transactions.
• Requires strong working knowledge of Regulation D, Section 4(a)(2), Rule 701, Regulation A, Rule 144, and applicable state securities requirements.
• Experience preparing and overseeing Form D and state securities filings through the NASAA Electronic Filing Depository (EFD) is required.

Posting details

Goodwin seeks a highly qualified Senior Attorney to join our Technology group with a focus on Blue Sky laws. Candidates should have significant experience advising on federal securities law exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters, as well as supporting securities offerings, private company financings, investment funds, capital markets transactions, or other securities matters. Strong working knowledge of Regulation D, Section 4(a)(2), Rule 701, Regulation A, Rule 144, and applicable state securities requirements is required. Experience preparing and overseeing Form D and state securities filings through the NASAA Electronic Filing Depository (EFD) is required.