Senior Tech Blue Sky Counsel - Securities & Capital Markets

Goodwin Procter LLP; New York (NY); Vor Ort; USD 180.000 - 280.000; Vollzeit

Zusammenfassung

Goodwin Procter LLP seeks a securities compliance attorney focusing on Blue Sky laws within the Technology group. The role involves advising on federal exemptions, state securities laws, broker-dealer regulations, and related compliance matters.

You will support offerings, private financings, funds, and capital markets transactions, with strong knowledge of Regulation D, Rule 701, Regulation A and Rule 144, plus NASAA EFD filings.

Qualifikationen

• Experience with Regulation D, Section 4(a)(2), Rule 701, Regulation A and Rule 144.
• Knowledge of applicable state securities requirements and NASAA filing processes.
• Experience preparing and overseeing Form D and state filings through EFD.

Aufgaben

• Counsel on federal exemptions and Blue Sky laws in technology-industry matters.
• Advise on broker-dealer regulations and related compliance issues.
• Support securities offerings, private financings, investment funds, and capital markets transactions.

Kenntnisse

Blue Sky laws

Securities regulations

Regulation D

Section 4(a)(2)

Rule 701

Regulation A

Rule 144

State securities requirements

Form D filings

EFD filings

Jobbeschreibung

Goodwin Procter LLP seeks a securities compliance attorney focusing on Blue Sky laws within the Technology group. The role involves advising on federal exemptions, state securities laws, broker-dealer regulations, and related compliance matters.

You will support offerings, private financings, funds, and capital markets transactions, with strong knowledge of Regulation D, Rule 701, Regulation A and Rule 144, plus NASAA EFD filings.