Branch Operations Leader — Efficiency & Compliance

Raymond James, Inc.; Maryland; On-site; USD 75,000 - 119,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

Vision insurance

Retirement plan

Paid time off

Job summary

Raymond James, Inc. Hunt Valley, MD seeks a Branch Operations Manager to oversee daily branch operations, ensure policy compliance, and optimize efficiency.

You will coordinate with home office, supervise operations staff, and manage expenses while delivering high-quality client service. Responsibilities include audits, staff training, vendor management, invoicing reviews, and maintaining licensing and registrations.

Qualifications

• Bachelor’s degree in related field with 3+ years in financial services operations.
• SIE required; Series 7, 9 & 10; Series 63/65/66 as required.
• Ability to obtain additional securities and advisory state registrations if required.

Responsibilities

• Back-up for all branch operations as workload requires.
• Coordinate branch-home office workflow and audits.
• Assist Branch Manager with compliance visits and expense control.
• Oversee supplies, invoices and petty cash; review operating statements.
• Supervise and develop branch operations staff; conduct performance reviews.
• Ensure staffing, cross-training and licensing are up to date.

Skills

Leadership

Compliance

Analytical thinking

Customer service orientation

Budgeting & cost control

Communication skills

Education

Bachelor’s degree in related field

Job description

Raymond James, Inc. Hunt Valley, MD seeks a Branch Operations Manager to oversee daily branch operations, ensure policy compliance, and optimize efficiency.

You will coordinate with home office, supervise operations staff, and manage expenses while delivering high-quality client service. Responsibilities include audits, staff training, vendor management, invoicing reviews, and maintaining licensing and registrations.