Branch Operations Leader: Compliance & Efficiency

100 Raymond James & Associates, Inc.; Fort Lauderdale (FL); On-site; USD 65,000 - 95,000; Full time

Benefits offered by this job

Medical

Dental & Vision

Life Insurance

Disability

Retirement Savings

PTO

Parental Leave

Job summary

Raymond James invites applications for an Operations Manager role in Fort Lauderdale. You will manage the overall operational efficiency of the branch, directing day-to-day operations, ensuring compliance with firm and regulatory policies, and using your experience to resolve complex issues.

Your responsibilities include coordinating branch-home office workflow, auditing procedures, supervising associates, handling budgets, and maintaining branch records to optimize efficiency.

Qualifications

• Bachelor’s degree and three years’ experience in the financial services industry, preferably including related operational management and supervisory experience or an equivalent combination of experience, education and/or training as approved by Human Resources

Responsibilities

• Performs back-up for all operational functions as required by workloads and absences.
• Works directly with home office personnel to coordinate branch-home office workflow.
• Completes self-audit of branch procedures.
• Assists Branch Manager with confidential matters and compliance visits and replies.
• Assists Branch Manager with controlling expenses and operating at peak efficiencies.
• Oversees ordering of supplies, purchase orders and postage usage.
• Maintains accounting of branch petty cash.
• May review branch invoices and operating statements.
• Researches and resolves complex problems relating to client accounts and inquiries.
• Assists Branch Manager in disseminating information at regular branch meetings.

Education

Bachelor’s: Accounting

Bachelor’s: Business Administration

Bachelor’s: Finance

Tools

SIE

Series 7

Series 9

Series 10

Series 63

Series 65

Series 66

Job description

Raymond James invites applications for an Operations Manager role in Fort Lauderdale. You will manage the overall operational efficiency of the branch, directing day-to-day operations, ensuring compliance with firm and regulatory policies, and using your experience to resolve complex issues.

Your responsibilities include coordinating branch-home office workflow, auditing procedures, supervising associates, handling budgets, and maintaining branch records to optimize efficiency.