Branch Operations Leader - Financial Services

Raymond James; Cockeysville (MD); On-site; USD 75,000 - 119,000; Full time

Benefits offered by this job

Medical, dental, and vision

Life insurance

Disability benefits

Retirement savings

Paid time off

Parental leave

Job summary

Raymond James in Maryland is seeking an experienced Branch Operations Manager to oversee the branch's daily activities, ensuring efficiency and compliance with firm and regulatory policies. You will supervise operations staff, coordinate with home office, perform self-audits, and support the Branch Manager in budgeting, vendor management, and client service.

This role requires a Bachelor's degree and 3+ years in financial services operations, with licensure requirements such as SIE and Series

Qualifications

• Bachelor’s degree and 3+ years in financial services operations.
• Experience supervising branch operations and staff.
• Knowledge of regulatory policies and firm procedures.
• SIE required; Series 7, 9 & 10; 63, 65/66 as required by state.
• Ability to obtain additional securities/state registrations if required.

Responsibilities

• Oversee daily branch operations and ensure efficiency.
• Coordinate with home office to manage workflow.
• Conduct self-audits and reviews of procedures.
• Supervise staff, performance reviews, and training.
• Manage budgets, expenses and branch invoices.
• Maintain branch records and compliance with policies.

Skills

Regulatory knowledge

Operational leadership

Analytical problem solving

Education

Bachelor’s degree in related field

Accounting

Business Administration

Finance

Job description

Raymond James in Maryland is seeking an experienced Branch Operations Manager to oversee the branch's daily activities, ensuring efficiency and compliance with firm and regulatory policies. You will supervise operations staff, coordinate with home office, perform self-audits, and support the Branch Manager in budgeting, vendor management, and client service.

This role requires a Bachelor's degree and 3+ years in financial services operations, with licensure requirements such as SIE and Series