Certified Investment Advisor & Regulatory Lead - Mexico

Arqfinance; México; Hybrid; MXN 1,200,000 - 1,900,000; Full time

Benefits offered by this job

Stock options

Discretionary performance bonus

Latest tools and technology

World-class team

Office policy: 3-4 days in-office

Job summary

ARQ is seeking a certified investment advisor and regulatory officer for its Mexico investment advisory entity. You will own the advisory function end to end and serve as the accountable person before the CNBV while helping build a digital, scalable wealth product with global teams.

The role requires AMIB certification or willingness to certify, 5+ years in investment advisory or wealth compliance with CNBV entities, and strong collaboration with product and engineering to translate regulation

Qualifications

• AMIB certification required or willing to certify.
• 5+ years in investment advisory or wealth compliance at a CNBV regulated entity.
• Experience dealing with CNBV is a plus.
• Spanish and professional English proficiency.

Responsibilities

• Act as the certified investment advisor of the entity, accountable for every recommendation made to customers.
• Own the advisory framework, including investor profiling, product profiling, suitability and the reasonableness of recommendations.
• Act as the primary point of contact with the CNBV, leading information requests, supervisory visits and any remediation.
• Own the entity’s regulatory reporting and RAI obligations, including Anexo C and annual financial information.
• Partner closely with product, engineering and legal teams to translate regulatory requirements into clear product specifications for the app.
• Review and approve customer facing content, model portfolios and investment communications.
• Monitor the advisory activity and keep evidence that every recommendation is suitable and properly documented.
• Contribute to ARQ’s broader wealth roadmap in Mexico, including future licences.

Skills

Investment advisory

Wealth management

Regulatory compliance

CNBV liaison

Investor profiling

Product requirements

Regulatory reporting

Cross-functional collaboration

English proficiency

Spanish proficiency

Education

AMIB certification

Tools

SITI regulatory system

Job description

ARQ is seeking a certified investment advisor and regulatory officer for its Mexico investment advisory entity. You will own the advisory function end to end and serve as the accountable person before the CNBV while helping build a digital, scalable wealth product with global teams.

The role requires AMIB certification or willingness to certify, 5+ years in investment advisory or wealth compliance with CNBV entities, and strong collaboration with product and engineering to translate regulation