Investment Advisor & Regulatory Lead (Mexico) – Hybrid

ARQ; México; Hybride; MXN 1 800 000 - 2 400 000; Plein temps

Avantages offerts par ce poste

Stock options

Discretionary performance bonus

The latest tools and technology

A world-class team

Résumé du poste

ARQ in Mexico is seeking a licensed investment advisor and regulatory officer to lead ARQ's investment advisory entity. You will own the advisory function end to end and act as the accountable person before the CNBV, driving a scalable wealth product in collaboration with global teams.

You will ensure investor profiling, suitability, and disclosures are robust, translate regulatory requirements into product specs, and supervise regulatory reporting.

Qualifications

• Current AMIB certification valid for investment advisory or be willing to certify.
• 5+ years of experience in investment advisory, wealth management or investment services compliance at a CNBV regulated entity.
• Deep knowledge of the Ley del Mercado de Valores and the Disposiciones de Servicios de Inversión.
• Track record of dealing directly with the CNBV is not a must but a plus.
• Hands on experience with investor profiling and suitability frameworks.
• Ability to work with product and engineering teams and turn regulation into practical product requirements.
• High ownership, sound judgement and ability to deliver in a fast paced, high scrutiny environment.
• Spanish and professional English.

Responsabilités

• Act as the certified investment advisor of the entity, accountable for every recommendation made to customers.
• Own the advisory framework, including investor profiling, product profiling, suitability and the reasonableness of recommendations.
• Own the entity’s core policies, including the Marco General de Actuación, Guía de Servicios de Inversión, conflicts of interest and disclosures.
• Act as the primary point of contact with the CNBV, leading information requests, supervisory visits and any remediation.
• Own the entity’s regulatory reporting and RAI obligations, including Anexo C and annual financial information.
• Partner closely with product, engineering and legal teams to translate regulatory requirements into clear product specifications for the app.
• Review and approve customer facing content, model portfolios and investment communications.
• Monitor the advisory activity and keep evidence that every recommendation is suitable and properly documented.
• Contribute to ARQ’s broader wealth roadmap in Mexico, including future licences.

Connaissances

AMIB certification

Investment advisory

CNBV regulations

Investor profiling

Product requirements

Spanish & English

Description du poste

ARQ in Mexico is seeking a licensed investment advisor and regulatory officer to lead ARQ's investment advisory entity. You will own the advisory function end to end and act as the accountable person before the CNBV, driving a scalable wealth product in collaboration with global teams.

You will ensure investor profiling, suitability, and disclosures are robust, translate regulatory requirements into product specs, and supervise regulatory reporting.