Investment Advisor & CNBV Regulatory Lead (Mexico)

DolarApp; México; Hybrid; MXN 1,200,000 - 2,200,000; Full time

Benefits offered by this job

Stock options

Discretionary bonus

Modern tools and tech

World-class team

In-office 3-4 days a week

Job summary

ARQ is seeking a certified investment advisor and regulatory officer for its Mexico advisory entity. You will own the advisory function end to end and act as the accountable person before the CNBV, while helping build a digital wealth product in close coordination with global teams.

You will collaborate with product, engineering and legal teams to translate regulatory requirements into clear product specifications for the app and ensure compliant customer communications.

Qualifications

• AMIB certification current or willingness to certify.
• 5+ years in investment advisory, wealth management, or compliance at a CNBV regulated entity.
• Deep knowledge of Ley del Mercado de Valores and Disposiciones de Servicios de Inversión.
• Experience dealing with CNBV is a plus.
• Ability to translate regulation into practical product requirements.

Responsibilities

• Act as certified investment advisor for the entity, accountable for every customer recommendation.
• Own the advisory framework including investor profiling and suitability.
• Own the entity’s core policies including conflicts of interest and disclosures.
• Lead CNBV interactions, information requests, supervisory visits and remediation.
• Oversee regulatory reporting and RAI obligations, including Anexo C and annual financial information.
• Partner with product, engineering, and legal teams to translate regulatory requirements into product specs.
• Review and approve customer content, model portfolios and investment communications.
• Monitor advisory activity and maintain evidence that recommendations are suitable.
• Contribute to ARQ’s wealth roadmap in Mexico and future licences.

Skills

AMIB certification

Investment advisory

Wealth management

Regulatory framework

Spanish and English

Job description

ARQ is seeking a certified investment advisor and regulatory officer for its Mexico advisory entity. You will own the advisory function end to end and act as the accountable person before the CNBV, while helping build a digital wealth product in close coordination with global teams.

You will collaborate with product, engineering and legal teams to translate regulatory requirements into clear product specifications for the app and ensure compliant customer communications.