Compliance

Intellectual Capital HR Consulting Pvt. Ltd.; Ernakulam; On-site; INR 800,000 - 1,200,000; Full time

Job summary

Intellectual Capital HR Consulting Pvt. Ltd. in Kerala seeks a Deputy Manager/Manager to assist the Chief Compliance Officer in RBI and other statutory compliances. The role focuses on monitoring controls, documenting test findings, and coordinating across departments to address RBI observations.

The ideal candidate has a graduate degree with relevant professional qualification and at least 3 years of NBFC compliance experience, with strong knowledge of RBI circulars and MS Office.

Qualifications

• Graduate with relevant professional qualification.
• 3+ years of NBFC compliance experience preferred.
• Strong knowledge of RBI circulars and regulatory requirements.

Responsibilities

• Monitor compliance on the GRC portal.
• Test compliance through supporting documents against RBI circulars.
• Prepare the draft note for compliance certificate/test report.
• Compile documents required for RBI inspection.
• Coordinate with other departments for compliance requirements.
• Keep track of pending RBI observations and compliance.
• Submit data/replies on RBI portals.
• Perform any other duties as assigned.

Skills

GRC portal monitoring

RBI compliance

Internal audits

MS Office

Stakeholder management

Communication skills

Education

Graduate degree with professional qualification

Tools

MS Office

GRC portal

Job description

Role & responsibilities

Job Title Deputy Manager/Manager-

Compliance Grade

Department Compliance Reporting To CCO

Job Profile

Assistant Manager shall be assisting Chief Compliance Officer in ensuring effective compliance with RBI

and other statutory compliances.

Primary Job Duties/Responsibilities

The key job duties/responsibilities are enumerated below:

• Assist in monitoring of compliance on GRC portal
• Assist in testing compliance through supporting documents against relevant RBI circulars
• Prepare the draft note for compliance certificate/ test report
• Assist in compilation of documents required for RBI inspection
• Coordinate with other department for compliance requirement
• Assist to keep track of pending compliance of RBI observations
• Assist in submission of data/reply/ return on various portals of RBI
• Any other job as assigned from time to time.

Educational Qualifications

• Candidate should have a Graduate degree with relevant professional qualification. Candidates

having experience of at least 3 years in working for Compliance functions of NBFCs would be preferred.

Skills & Competencies

• Awareness of importance of compliance of RBI circulars
• Hands on experience on internal audits and compliance assessments
• Knowledge of MS office
• Communication skills to understand the requirement
• Interpersonal skill to influence stakeholders across departments