compliance

Intellectual Capital HR Consulting Pvt. Ltd.; Lucknow; On-site; INR 700,000 - 1,000,000; Full time

Job summary

Intellectual Capital HR Consulting Pvt. Ltd. is seeking an experienced Compliance Officer to oversee RBI NBFC compliance and coordinate regulatory tasks. You will manage compliance activities, prepare board minutes, and ensure timely regulatory filings.

Reporting to the Chief Compliance Officer, you will interface with auditors and authorities, handle CSR compliances, and maintain statutory records, demonstrating meticulous attention to detail and strong analytical skills.

Qualifications

• Attention to detail and high accuracy.
• Ability to work independently and in teams.
• Strong analytical and problem-solving skills.
• Proficiency in compliance and audit management software
• Experience with RBI inspections and regulatory interactions.
• Proficient in PowerPoint presentation.

Responsibilities

• Compliance Management: Ensure compliance with RBI NBFC and PMLA guidelines, manage audits, and maintain statutory records.
• Meeting Coordination: Assist in managing board and committee meetings, including drafting agendas and minutes.
• Regulatory Filings: File periodic reports with RBI, handle ROC ,manage SEBI filings on BSE portals
• Audit Interactions: Share data with auditors, interact with statutory/internal authorities, and support functions related to SEBI, BSE, NSDL/CDSL, and RBI.
• CSR Compliance: Handle CSR compliances and interact with implementing agencies.

Skills

Attention to detail

Teamwork

Analytical skills

Compliance software

RBI inspections

PowerPoint

Tools

PowerPoint

Compliance/audit software

Job description

Role & responsibilities

Job Summary:We are looking for an experienced Compliance Officer to oversee and coordinate our compliance functions as per RBI NBFC guidelines.

Responsibilities include managing compliance tasks, coordinating board preparing Board / Committee Minutes, coordinating board and committee meetings, and handling statutory audits. The role also involves maintaining statutory records and managing various regulatory filings.

Sector: NBFC

Reporting into:Chief Compliance Officer

Key Responsibilities

• Compliance Management: Ensure compliance with RBI NBFC and PMLA guidelines, manage audits, and maintain statutory records.
• Meeting Coordination: Assist in managing board and committee meetings, including drafting agendas and minutes.
• Regulatory Filings: File periodic reports with RBI, handle ROC ,manage SEBI filings on BSE portals
• Audit Interactions: Share data with auditors, interact with statutory/internal authorities, and support functions related to SEBI, BSE, NSDL/CDSL, and RBI.
• CSR Compliance: Handle CSR compliances and interact with implementing agencies.

Key Requirements

• Attention to detail and high accuracy.
• Ability to work independently and in teams.
• Strong analytical and problem-solving skills.
• Proficiency in compliance and audit management software
• Experience with RBI inspections and regulatory interactions.
• Proficient in PowerPoint presentation