Compliance

Intellectual Capital HR Consulting Pvt. Ltd.; Coimbatore District; On-site; INR 800,000 - 1,500,000; Full time

Job summary

Intellectual Capital HR Consulting Pvt. Ltd. is seeking a Deputy Manager/Manager - Compliance to assist the Chief Compliance Officer in ensuring RBI compliance and other statutory requirements.

The role involves coordinating across departments, preparing certificates and test reports, and supporting RBI inspections. The ideal candidate will have a Graduate degree with a relevant professional qualification and at least 3 years of NBFC compliance experience, with strong MS Office and communication

Qualifications

• Graduate degree with relevant professional qualification.
• Experience of at least 3 years in compliance functions of NBFCs preferred.

Responsibilities

• Assist in monitoring of compliance on GRC portal
• Assist in testing compliance through supporting documents against RBI circulars
• Prepare the draft note for compliance certificate/ test report
• Assist in compilation of documents required for RBI inspection
• Coordinate with other department for compliance requirement
• Assist to keep track of pending compliance of RBI observations
• Assist in submission of data/reply/ return on RBI portals
• Any other job as assigned from time to time.

Skills

RBI compliance

Internal audits

Compliance assessments

Communication skills

Interpersonal skills

Education

Graduate degree

Professional qualification

Tools

MS Office

Job description

Role & responsibilities

Job Title Deputy Manager/Manager-

Compliance Grade

Department Compliance Reporting To CCO

Job Profile

Assistant Manager shall be assisting Chief Compliance Officer in ensuring effective compliance with RBI

and other statutory compliances.

Primary Job Duties/Responsibilities

The key job duties/responsibilities are enumerated below:

• Assist in monitoring of compliance on GRC portal
• Assist in testing compliance through supporting documents against relevant RBI circulars
• Prepare the draft note for compliance certificate/ test report
• Assist in compilation of documents required for RBI inspection
• Coordinate with other department for compliance requirement
• Assist to keep track of pending compliance of RBI observations
• Assist in submission of data/reply/ return on various portals of RBI
• Any other job as assigned from time to time.

Educational Qualifications

• Candidate should have a Graduate degree with relevant professional qualification. Candidates

having experience of at least 3 years in working for Compliance functions of NBFCs would be

preferred.

Skills & Competencies

• Awareness of importance of compliance of RBI circulars
• Hands on experience on internal audits and compliance assessments
• Knowledge of MS office
• Communication skills to understand the requirement
• Interpersonal skill to influence stakeholders across departments