compliance

Intellectual Capital HR Consulting Pvt. Ltd.; New Delhi; On-site; INR 900,000 - 1,300,000; Full time

Job summary

Intellectual Capital HR Consulting Pvt. Ltd. invites an experienced Compliance Officer to oversee RBI NBFC compliance, PMLA, and regulatory filings from its Delhi office.

You will coordinate board meetings, prepare minutes, maintain statutory records, and support audits with regulators and auditors. Key duties include filing periodic RBI reports, handling ROC/SEBI interactions, and ensuring CSR compliance with implementing agencies.

Qualifications

• Attention to detail and high accuracy.
• Ability to work independently and in teams.
• Strong analytical and problem-solving skills.
• Proficiency in compliance and audit management software.
• Experience with RBI inspections and regulatory interactions.
• Proficient in PowerPoint presentation.

Responsibilities

• Compliance Management: Ensure compliance with RBI NBFC and PMLA guidelines, manage audits, and maintain statutory records.
• Meeting Coordination: Assist in managing board and committee meetings, including drafting agendas and minutes.
• Regulatory Filings: File periodic reports with RBI, handle ROC, manage SEBI filings on BSE portals
• Audit Interactions: Share data with auditors, interact with statutory/internal authorities, and support functions related to SEBI, BSE, NSDL/CDSL, and RBI.
• CSR Compliance: Handle CSR compliances and interact with implementing agencies.

Skills

Attention to detail

Independent work style

Analytical and problem-solving

Regulatory compliance knowledge

Regulatory interactions experience

Tools

PowerPoint

Audit management software

Job description

Role & responsibilities

Job Summary:We are looking for an experienced Compliance Officer to oversee and coordinate our compliance functions as per RBI NBFC guidelines.

Responsibilities include managing compliance tasks, coordinating board preparing Board / Committee Minutes, coordinating board and committee meetings, and handling statutory audits. The role also involves maintaining statutory records and managing various regulatory filings.

Sector: NBFC

Reporting into:Chief Compliance Officer

Key Responsibilities

• Compliance Management: Ensure compliance with RBI NBFC and PMLA guidelines, manage audits, and maintain statutory records.
• Meeting Coordination: Assist in managing board and committee meetings, including drafting agendas and minutes.
• Regulatory Filings: File periodic reports with RBI, handle ROC ,manage SEBI filings on BSE portals
• Audit Interactions: Share data with auditors, interact with statutory/internal authorities, and support functions related to SEBI, BSE, NSDL/CDSL, and RBI.
• CSR Compliance: Handle CSR compliances and interact with implementing agencies.

Key Requirements

• Attention to detail and high accuracy.
• Ability to work independently and in teams.
• Strong analytical and problem-solving skills.
• Proficiency in compliance and audit management software
• Experience with RBI inspections and regulatory interactions.
• Proficient in PowerPoint presentation