compliance

Intellectual Capital HR Consulting Pvt. Ltd.; Mumbai; On-site; INR 600,000 - 900,000; Full time

Job summary

Intellectual Capital HR Consulting Pvt. Ltd. in Mumbai seeks an experienced Compliance Officer to oversee RBI NBFC compliance, coordinate board/committee meetings, and manage regulatory filings.

You will handle audits, maintain statutory records, and liaise with RBI, ROC, SEBI, BSE, NSDL/CDSL, and CSR activities under the guidance of the Chief Compliance Officer.

Qualifications

• Attention to detail and high accuracy.
• Ability to work independently and in teams.
• Strong analytical and problem-solving skills.
• Experience with RBI inspections and regulatory interactions.
• Proficiency in compliance and audit management software.

Responsibilities

• Compliance Management: Ensure RBI NBFC and PMLA guidelines, manage audits, and maintain statutory records.
• Meeting Coordination: Assist in managing board and committee meetings, including drafting agendas and minutes.
• Regulatory Filings: File periodic reports with RBI, handle ROC ,manage SEBI filings on BSE portals
• Audit Interactions: Share data with auditors, interact with statutory/internal authorities, and support functions related to SEBI, BSE, NSDL/CDSL, and RBI.
• CSR Compliance: Handle CSR compliances and interact with implementing agencies.

Skills

Attention to detail

Independent working

Analytical thinking

Regulatory interactions

PowerPoint proficiency

Tools

PowerPoint

Compliance management software

Job description

Role & responsibilities

Job Summary:We are looking for an experienced Compliance Officer to oversee and coordinate our compliance functions as per RBI NBFC guidelines.

Responsibilities include managing compliance tasks, coordinating board preparing Board / Committee Minutes, coordinating board and committee meetings, and handling statutory audits. The role also involves maintaining statutory records and managing various regulatory filings.

Sector: NBFC

Reporting into:Chief Compliance Officer

Key Responsibilities

• Compliance Management: Ensure compliance with RBI NBFC and PMLA guidelines, manage audits, and maintain statutory records.
• Meeting Coordination: Assist in managing board and committee meetings, including drafting agendas and minutes.
• Regulatory Filings: File periodic reports with RBI, handle ROC ,manage SEBI filings on BSE portals
• Audit Interactions: Share data with auditors, interact with statutory/internal authorities, and support functions related to SEBI, BSE, NSDL/CDSL, and RBI.
• CSR Compliance: Handle CSR compliances and interact with implementing agencies.

Key Requirements

• Attention to detail and high accuracy.
• Ability to work independently and in teams.
• Strong analytical and problem-solving skills.
• Proficiency in compliance and audit management software
• Experience with RBI inspections and regulatory interactions.
• Proficient in PowerPoint presentation