Wealth QA Manager: Branch Operations & Compliance

Chong Hing Bank Limited; Hong Kong; Presencial; HKD 900.000 - 1.200.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Annual leave

Paternity leave

Birthday Leave

Volunteer leave

Medical Plan

Dental Plan

Family medical plan

Insurance plan

Discretionary Bonus

Descripción de la vacante

Chong Hing Bank Limited is seeking a Manager, Wealth Quality Assurance (Branch Operations also welcome) to oversee branch examination of Investment and Insurance transactions, ensuring adherence to regulations and internal standards. The role focuses on risk control, process improvements, and staff training.

Ideal candidates have a university degree in Banking & Finance or related discipline with extensive banking experience in wealth sales operations, compliance and controls, and strong

Formación

• University graduate in Banking & Finance, Business Administration or related discipline.
• Minimum 8 years’ banking experience in wealth sales operations, compliance and controls.
• Conversant with banking rules and regulatory requirements.
• Sound knowledge of branch operation and risk in retail banking.
• Strong analytical and interpersonal skills.
• Good command of both spoken and written English and Chinese.
• Proficiency in MS Office Applications and Chinese Word Processing.

Responsabilidades

• Perform branch examination on Investment and Insurance transactions to ensure compliance with regulatory and internal guidelines.
• Recommend process improvement initiatives to enhance efficiency and effectiveness of I&I operations and mitigate operational risk.
• Prepare branch examination report for management review.
• Collaborate with risk control teams to manage gap analysis and I&I operation procedures.
• Perform staff training in relation to I&I operations, regulatory and compliance requirements.
• Complete ad-hoc assignments as assigned.

Conocimientos

Analytical skills

Interpersonal skills

English (spoken & written)

Chinese (spoken & written)

Educación

University degree in Banking & Finance, Business Administration or related discipline

Herramientas

MS Office

Descripción del empleo

Chong Hing Bank Limited is seeking a Manager, Wealth Quality Assurance (Branch Operations also welcome) to oversee branch examination of Investment and Insurance transactions, ensuring adherence to regulations and internal standards. The role focuses on risk control, process improvements, and staff training.

Ideal candidates have a university degree in Banking & Finance or related discipline with extensive banking experience in wealth sales operations, compliance and controls, and strong