Wealth Management Compliance Lead (Senior)

Bank of China (Hong Kong) Limited; Hong Kong; On-site; HKD 1,000,000 - 1,800,000; Full time

Job summary

Bank of China (Hong Kong) Limited is seeking a Senior Compliance Manager (Team Lead) in Wealth Management Compliance. You will lead the wealth management compliance team, providing regulatory advice to retail banking and wealth management units on investment products, insurance sales, and related fintech initiatives.

You will supervise risk assessments, develop and update policies, conduct trainings, handle regulator inquiries, prepare reports for senior management, and coach staff to build a

Qualifications

• Degree holder in Law, Banking and Finance, Accounting or related disciplines.
• At least 8 years of regulatory compliance and control experience in banking or financial sectors.
• Strong knowledge of wealth management products/services and regulatory environments.
• Excellent written and spoken English and Chinese (Putonghua).
• Proactive, with high integrity and ability to work under pressure.

Responsibilities

• Lead and manage the wealth management compliance team to provide regulatory advice to business units.
• Oversee regulatory risk evaluation in product due diligence and initiatives.
• Support policy development, training, and ensure compliance with requirements.
• Handle regulators' inquiries and coordinate with regulators and stakeholders.
• Prepare compliance reports for senior management and committees.
• Keep abreast of regulatory developments and guide gap analyses.
• Coach team members to build a high-performing function.

Skills

Leadership

Stakeholder management

Analytical skills

Problem solving

English & Chinese

MS Office

Regulatory compliance

Regulatory reporting

Education

Bachelor's degree in Law, Banking and Finance, Accounting or related disciplines

Tools

MS Office

Job description

Bank of China (Hong Kong) Limited is seeking a Senior Compliance Manager (Team Lead) in Wealth Management Compliance. You will lead the wealth management compliance team, providing regulatory advice to retail banking and wealth management units on investment products, insurance sales, and related fintech initiatives.

You will supervise risk assessments, develop and update policies, conduct trainings, handle regulator inquiries, prepare reports for senior management, and coach staff to build a