Manager, Wealth Quality Assurance (Branch Operations also welcome)

Chong Hing Bank Limited; Hong Kong; On-site; HKD 900,000 - 1,200,000; Full time

Benefits offered by this job

Annual leave

Paternity leave

Birthday Leave

Volunteer leave

Medical Plan

Dental Plan

Family medical plan

Insurance plan

Discretionary Bonus

Job summary

Chong Hing Bank Limited is seeking a Manager, Wealth Quality Assurance (Branch Operations also welcome) to oversee branch examination of Investment and Insurance transactions, ensuring adherence to regulations and internal standards. The role focuses on risk control, process improvements, and staff training.

Ideal candidates have a university degree in Banking & Finance or related discipline with extensive banking experience in wealth sales operations, compliance and controls, and strong

Qualifications

• University graduate in Banking & Finance, Business Administration or related discipline.
• Minimum 8 years’ banking experience in wealth sales operations, compliance and controls.
• Conversant with banking rules and regulatory requirements.
• Sound knowledge of branch operation and risk in retail banking.
• Strong analytical and interpersonal skills.
• Good command of both spoken and written English and Chinese.
• Proficiency in MS Office Applications and Chinese Word Processing.

Responsibilities

• Perform branch examination on Investment and Insurance transactions to ensure compliance with regulatory and internal guidelines.
• Recommend process improvement initiatives to enhance efficiency and effectiveness of I&I operations and mitigate operational risk.
• Prepare branch examination report for management review.
• Collaborate with risk control teams to manage gap analysis and I&I operation procedures.
• Perform staff training in relation to I&I operations, regulatory and compliance requirements.
• Complete ad-hoc assignments as assigned.

Skills

Analytical skills

Interpersonal skills

English (spoken & written)

Chinese (spoken & written)

Education

University degree in Banking & Finance, Business Administration or related discipline

Tools

MS Office

Job description

Manager, Wealth Quality Assurance (Branch Operations also welcome)

Perform branch examination on Investment and Insurance transaction is compliance with regulatory and internal guidelines

Recommend process improvement initiatives to enhance efficiency and effectiveness of I&I operations and mitigate operational risk

Prepare branch examination report for management review

Collaborate with risk control teams to manage gap analysis and I&I operation procedures

Perform staff training in relation to I&I operations, regulatory and compliance requirements

Complete ad-hoc assignments as assigned

Requirements:

University graduate in Banking & Finance, Business Administration or related discipline

Minimum 8 years’ banking experience in wealth sales operations, compliance and controls

Conversant with the banking rules and regulatory requirements

Sound knowledge of branch operation and risk in retail banking

Strong analytical and interpersonal skills

Good command of both spoken and written English and Chinese

Proficiency in MS Office Applications and Chinese Word Processing

Candidates with a strong background in Branch Operations are highly welcome

Other Information

5-day work

• Annual leave, Paternity leave, Birthday Leave, Volunteer leave etc.


• Medical Plan and Dental Plan


• Family medical plan


• Insurance plan


• Discretionary Bonus

Chong Hing Bank Limited was established in Hong Kong in 1948. The Bank and its subsidiaries, including Chong Hing Securities and Chong Hing Insurance, provide comprehensive commercial banking and financial services to individuals and businesses. Our services include HKD and foreign currency deposits, credit facilities, foreign exchange, wealth management, investments, securities trading, insurance, and mandatory provident funds. With over 30 branches in Hong Kong, one in Macau, and 17 in Mainland China, Chong Hing Bank continues to expand its operations. Join our dynamic team and build a successful career with us.

Chong Hing Bank Limited was established in Hong Kong in 1948. The Bank and its subsidiaries, including Chong Hing Securities and Chong Hing Insurance, provide comprehensive commercial banking and financial services to individuals and businesses. Our services include HKD and foreign currency deposits, credit facilities, foreign exchange, wealth management, investments, securities trading, insurance, and mandatory provident funds. With over 30 branches in Hong Kong, one in Macau, and 17 in Mainland China, Chong Hing Bank continues to expand its operations. Join our dynamic team and build a successful career with us.